Katherine E. Rector
Professional summary
Katherine Elizabeth Rector, who also goes by Katherine Elizabeth Murrill, Katherine Murrill, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Shorewood, Minnesota.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2007. Katherine has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Elizabeth Rector's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2018 - Present
SAYBRUS EQUITY SERVICES, LLC
April 8, 2016 - November 16, 2018
COREBRIDGE CAPITAL SERVICES, INC.
March 6, 2014 - March 24, 2016
CAPITAL BROKERAGE CORPORATION
November 16, 2010 - March 2, 2011
CAPITAL BROKERAGE CORPORATION
March 4, 2008 - December 23, 2008
SECURIAN FINANCIAL SERVICES, INC.
October 16, 2007 - December 23, 2008
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2024)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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