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BR

Bret A. Rodgers

RODGERS CAPITAL MANAGEMENT
Canton, OH
Some features on this profile are disabled
CRD#: 5351469
BR

Professional summary

Bret A Rodgers is a registered financial advisor currently at RODGERS CAPITAL MANAGEMENT, LLC located in Canton, Ohio.

Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Bret has worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM ALSO EMPLOYED AT NDSI AS A DISABILITY AID. THE ADDRESS IS 7790 MARKET AVE. N NORTH CANTON, OH 44721. IT IS NOT AN INVESTMENT RELATED BUSINESS. I STARTED AUGUST 1, 2012. I WORK 120/MONTH, NONE ARE DURING TRADING HOURS. I WORK WITH HANDICAPPED PEOPLE WITH DAY-TO-DAY ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret A Rodgers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2023 - Present

RODGERS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 168216
Canton, OH
Past

October 8, 2013 - December 31, 2022

RODGERS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 168216
CANTON, OH
Past

August 30, 2011 - March 7, 2012

LEGACY INVESTMENT GROUP, LLC

RIA
CRD#: 150281
CANTON, OH
Past

August 15, 2011 - August 26, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
CANTON, OH
Past

August 15, 2011 - August 26, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CANTON, OH
Past

June 7, 2010 - July 14, 2011

MORGAN STANLEY

RIA
CRD#: 149777
CANTON, OH
Past

May 7, 2010 - July 14, 2011

MORGAN STANLEY

BD
CRD#: 149777
CANTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(1/6/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/4/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/2010
General Securities Representative Examination

Current Firm

RC
RODGERS CAPITAL MANAGEMENT, LLC
RODGERS CAPITAL MANAGEMENT, LLC | RODGERS, BRET ALLAN

CRD#: 168216 / SEC#:

Ohio
Registered Investment Advisory firm - (1/5/2023 Approved)
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Contact information

Main Address
Canton, OH
Mailing Address
Phone number
(330) 409-3046
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 345,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RODGERS CAPITAL MANAGEMENT, LLC

CRD#: 168216Canton, OH

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