Scott J. Peradotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Joseph Peradotto II, who also goes by Scott Joseph Peradotto, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2008. Scott had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2014 - December 7, 2016
WINSLOW, EVANS & CROCKER, INC.
July 31, 2014 - December 7, 2016
WINSLOW, EVANS & CROCKER, INC.
December 16, 2011 - July 31, 2014
DETWILER FENTON WEALTH MANAGEMENT INC
August 29, 2011 - July 31, 2014
DETWILER FENTON INVESTMENT MANAGEMENT LLC
August 25, 2011 - July 15, 2014
DETWILER FENTON & CO.
November 14, 2008 - August 1, 2011
OPPENHEIMER & CO. INC.
March 31, 2008 - August 1, 2011
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINSLOW, EVANS & CROCKER, INC.
CRD#: 29686 / SEC#: 801-63905, 8-44347
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | SOLE SHAREHOLDER | |
| BERLINE, LEONID | CHIEF COMPLIANCE OFFICER | 3027633 |
Disclosures
| Regulatory Event | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
