Margaret D. Flint
Professional summary
Margaret Daniels Flint, CFA, who also goes by Margaret Elaine Daniels, Margaret Daniels Kofkoff, is a registered financial professional currently at BARCLAYS CAPITAL INC. located in Cicero, Indiana.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 2008. Margaret has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Daniels Flint's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2021 - Present
BARCLAYS CAPITAL INC.
Office #2: 745 7th Avenue, New York, NY 10019October 16, 2008 - May 21, 2014
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2021)
(8/29/2021)
Exams
Series 79TO
Date: 4/12/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BARCLAYS CAPITAL INC.
CRD#: 19714 / SEC#: 801-69700, 8-41342
Contact information
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARCLAYS GROUP US INC. | OWNS BARCLAYS CAPITAL INC. | |
| ABREU, JULIAN JAVIER | ROSFP - PRIME SERVICES | 5160018 |
| JAISING, RAHUL | ROSFP - PRIME SERVICES | 4754959 |
| MATHIS, CAROL PEDERSEN | PRINCIPAL FINANCIAL OFFICER | 4322657 |
| MAYER, ANTHONY EDWARD | CHIEF RISK OFFICER | 8132690 |
| MOGAVERO, ANDREW MICHAEL | CHIEF EXECUTIVE OFFICER | 3247485 |
| O'CONNOR, CLAIRE SCHOLZ | BOARD DIRECTOR | 1907247 |
| ROGOFF, BRADLEY WAYNE | HEAD OF RESEARCH | 4569545 |
| SMITH, JULIETTE SARA | CHIEF LEGAL OFFICER | 5696210 |
| WESTWOOD, JAI | PRINCIPAL OPERATIONS OFFICER | 4611538 |
| ZACHARIA, ZACHARIA | CHIEF COMPLIANCE OFFICER | 2440444 |
Disclosures
| Regulatory Event | 157 |
| Civil Event | 4 |
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