David M. Greenberg

WATCHSTONE WEALTH MANAGEMENT LLC

New York, NY

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CRD#: 5350852

Professional summary

David Martin Greenberg, CFP® is a registered financial advisor currently at WATCHSTONE WEALTH MANAGEMENT LLC located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OTHER OUTSIDE BUSINESS ACTIVITIES:DARTMOUTH COLLEGE CLASS OF 1990,TREASURER OF ALUMNI COLLEGE CLASS. ACCEPT CHECKS AND WRITE CHECKS TO PAY FOR CLASS EVENTS,TREASURER,NOT SURE OF LEGAL STATUS OF ORGANIZATION,COMP:$0,HRS:1-9.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Martin Greenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

December 22, 2014 - Present

WATCHSTONE WEALTH MANAGEMENT LLC

RIA

CRD#: 172835

New York, NY

Past

October 6, 2008 - December 22, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW YORK, NY

Past

June 12, 2007 - July 31, 2007

ACCESS SECURITIES, LLC

CRD#: 22455

NEW CANAAN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATCHSTONE WEALTH MANAGEMENT LLC

CRD#: 172835 / SEC#: 801-110816

RIA

Registered Investment Advisory firm - (7/18/2017 Approved)

California

Registered Investment Advisory firm - (8/24/2017 Terminated)

New York

Registered Investment Advisory firm - (7/25/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2014)

IAR

New York
(7/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/2/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/11/2007

General Securities Representative Examination

Current Firm

WATCHSTONE WEALTH MANAGEMENT LLC

CRD#: 172835 / SEC#: 801-110816

RIA

Registered Investment Advisory firm - (7/18/2017 Approved)

California

Registered Investment Advisory firm - (8/24/2017 Terminated)

New York

Registered Investment Advisory firm - (7/25/2017 Terminated)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(347) 993-3558

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATCHSTONE DISCLOSURE BROCHURE AND SUPPLEMENT (1/30/2025)

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 64,234,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Greenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Martin Greenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

ACCESS SECURITIES, LLC

Primary Firm SEC Registration

WATCHSTONE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2008

SIE

Date: 12/22/2014

Series 55

Date: 7/2/2007

Series 7

Date: 6/11/2007

Current Firm

WATCHSTONE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATCHSTONE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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