TP
Thomas N. Pendleton
ATLANTA, GA 30305
Some features on this profile are disabled
CRD#: 5350768
TP
Thomas Nolan Pendleton
Professional summary
Thomas Nolan Pendleton, CFP®, who also goes by Nolan Pendleton, was a registered financial advisor .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas had worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
At a Glance
Always Fiduciary
Aliases
Nolan Pendleton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[KNP Holdings, LCC; two rental properties; INVESTMENT RELATED; OWNER; 33 Grizzly Court, FOrtson GA 31808; START DATE 01/2008; MAINTENANCE AND DUES; HOLDING COMPANY; 1 HOUR PER MONTH] [St. Luke United Methodist Church; I am my church's finance committee. We do not have control of any of the finances or monies of the church. We are all members of the church and are used as a sounding board. All final decisions are made by the advisory council.; 7413 Whitesville Road, Columbus, GA 31904; Start Date 01/2015; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Insurance Brokering; I will be brokering various insurance products with multiple providers.; 7413 Whitesville Road, Columbus, GA 31904; Start Date 10/2015; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [OPERATING UNDER THE NAME HUDSON PENDLETON FINANCIAL GROUP, LLC D/B/A HUDSON PENDLETON FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; COLUMBUS, GA; START DATE: 03/2016] [OPERATING UNDER THE DBA NAME OF GENERATIONAL FINANCIAL PARTNERS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; COLUMBUS, GA; START DATE: 10/2018] [St. Luke School School board; I will be serving on the board for St. Luke School; 318 11th Street, Columbus, GA 31901; Start Date 12/2019; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours] [Peach Little League; Board member for my kid's little league.; 1505 Cherokee Avenue, Columbus GA 31906; Start Date 06/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours;assist with helping the league running their season-drafts, schedules, lining up coaches, making sure the season runs smoothly] [PRA Audio Systems, LLC DBA Audality; I am looking to invest in a start up company called Audality. They are in the technology space. I am only investing funds to this venture...not involved in any other capacity.; 1825 Eagle Summit Court, Lawrenceville GA 30043; Start Date 06/2024; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [PWM Holdings LLC; This is currently just a shell LLC. to receive payments/commissions/income.; 1443 2nd ave Columbus GA 31901; Start Date 07/2026; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
August 21, 2026 - Present
Office #1: 3365 Piedmont Road Ne Suite 1400, Atlanta, GA 30305
ATLANTA, GA
Past
December 2, 2015 - August 27, 2026
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
COLUMBUS, GA
Past
September 29, 2015 - August 27, 2026
NYLIFE SECURITIES LLC
BD
CRD#: 5167
COLUMBUS, GA
Past
August 29, 2014 - August 27, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
COLUMBUS, GA
Past
May 21, 2014 - August 27, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
July 24, 2007 - May 11, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLUMBUS, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(8/21/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
