MB
Mary Allison W. Bradford
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CRD#: 5350663
MB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Allison Welden Bradford, who also goes by Mary Allison Welden, Mary Allison Welden Bradford, was a registered financial professional .
Mary Allison is a previously registered financial professional and started their career in finance in 2008. Mary Allison had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mary Allison Welden | Mary Allison Welden Bradford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: ORCHARDS OF BIG CREEK LLC INVESTMENT-RELATED: Y ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 3/2015 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES NAME: RIVERVIEW AT THE PRESERVE LLC INVESTMENT-RELATED: Y ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 6/2015 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES NAME: CREWSVILLE LLC INVESTMENT-RELATED: N ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: FAMILY FARM POSITION: PARTIAL OWNERSHIP START DATE: 3/2010 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: FAMILY OWNED FARM LAND. NO DUTIES OR RESPONSIBILITIES. NAME: BRADFORD LLC INVESTMENT-RELATED: N ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: FAMILY FARM POSITION: PARTIAL OWNERSHIP START DATE: 12/2008 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: FAMILY OWNED FARM LAND. NO DUTIES OR RESPONSIBILITIES. NAME: RIDGE ROAD LLC INVESTMENT-RELATED: N ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: FAMILY FARM POSITION: PARTIAL OWNERSHIP START DATE: 12/2007 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: FAMILY OWNED FARM LAND. NO DUTIES OR RESPONSIBILITIES. NAME: COOSA LLC INVESTMENT-RELATED: N ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: FAMILY FARM POSITION: PARTIAL OWNERSHIP START DATE: 01/2009 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: FAMILY OWNED FARM LAND. NO DUTIES OR RESPONSIBILITIES. NAME: ORCHARDS OF CHEROKEE STATION INVESTMENT-RELATED: Y ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 5/2017 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES NAME: KEMP'S RIVER, LLC INVESTMENT-RELATED: Y ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 7/2017 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES NAME: RETREAT AT BENNETT'S INVESTMENT-RELATED: Y ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 3/2018 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES NAME: ORCHARDS OF CENTRAL PARK, LLP INVESTMENT-RELATED: Y ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 8/2018 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DESCRIPTION OF DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES ADMIRAL'S COVE GP ADDRESS: PO BOX 55465, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 8/2018 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES WF EAGLE VIEW, LLC ADDRESS: 1029 22ND STREET SOUTH, BIRMINGHAM, AL 35255 NATURE OF BUSINESS: REAL ESTATE DEVELOPMENT POSITION: PART OWNER START DATE: 12/2018 #HRS/MONTH: 0 APPROX #HRS DURING TRADING HRS: 0 DUTIES: SILENT INVESTOR; NO DUTIES OR RESPONSIBILITIES CHARLES V WELDEN JR FAMILY LLC P.O. BOX 55464 BIRMINGHAM, AL 35255 REAL ESTATE DEVELOPMENT SILENT INVESTOR, NO DUTIES OR RESPONSIBILITIES, PASSIVE INVESTOR INVESTMENT RELATED 0 HOURS PER MONTH|0 HOURS SPENT PER MONTH DURING TRADING HOURS APM NAVIGATOR | START 2/2022 | 1 MONTROSE CIRCLE, BIRMINGHAM, AL 35213 | OWNER| 10 HRS/MO, O DURING TRADING | NOT INVESTMENT RELATED | PAID BY BUSINESS EQUITY DISTRIBUTIONS | OWNER PROVIDES OVERSIGHT TO THE COMPANY PRESIDENT
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 26, 2015 - December 20, 2022
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
BIRMINGHAM, AL
Past
August 26, 2015 - December 20, 2022
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
BIRMINGHAM, AL
Past
February 5, 2010 - August 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BIRMINGHAM, AL
Past
February 5, 2010 - August 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BIRMINGHAM, AL
Past
November 11, 2008 - February 17, 2010
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BIRMINGHAM, AL
Past
November 11, 2008 - February 17, 2010
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BIRMINGHAM, AL
Past
August 15, 2008 - November 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BIRMINGHAM, AL
Past
March 18, 2008 - November 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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