JB
James R. Barchiesi
POLYMATH CAPITAL ADVISORS.
EASTON, PA
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CRD#: 5350576
JB
Professional summary
James Robert Barchiesi is a registered financial advisor currently at POLYMATH CAPITAL ADVISORS, LLC. located in Easton, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESS: WORKSITE VENTURES, WORKSITE CAPITAL PARTNERS, LP
WHETHER THE BUSINESS IS INVESTMENT-RELATED: YES
ADDRESS OF THE OTHER BUSINESS: STROUDSBERG, PA
NATURE OF THE OTHER BUSINESS: LIMITED PARTNERSHIP
POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: CHAIRMAN/FOUNDER
START DATE OF YOUR RELATIONSHIP: 08/2015
APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 2
NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0
NAME OF THE OTHER BUSINESS: INNOVATION GARDEN, LLC
WHETHER THE BUSINESS IS INVESTMENT-RELATED: YES
ADDRESS OF THE OTHER BUSINESS: STROUDSBERG, PA
NATURE OF THE OTHER BUSINESS: INVESTMENTS IN EARLY STATE COMPANIES
POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: MEMBER
START DATE OF YOUR RELATIONSHIP: 12/2014
APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 4
NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 2
DUTIES RELATING TO THE OTHER BUSINESS: MEMBER ONLY
NAME OF THE OTHER BUSINESS: U.S. IMMIGRATION & CUSTOMS ENFORCEMENT FOUNDATION
WHETHER THE BUSINESS IS INVESTMENT-RELATED: Y
ADDRESS OF THE OTHER BUSINESS: STROUDSBERG, PA
NATURE OF THE OTHER BUSINESS: FOUNDATION ENDOWMENT
POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: EXECUTIVE DIRECTOR
START DATE OF YOUR RELATIONSHIP: 10/2013
APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 8
NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 4
DUTIES RELATING TO THE OTHER BUSINESS: EXECUTIVE DIRECTOR
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Barchiesi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2021 - Present
POLYMATH CAPITAL ADVISORS, LLC.
RIA
CRD#: 310229
EASTON, PA
Past
January 18, 2008 - January 10, 2012
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
October 1, 2007 - November 6, 2007
GARY GOLDBERG & CO., INC.
BD
CRD#: 6482
SUFFERN, NY
Past
June 22, 2007 - October 22, 2007
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(12/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
PC
POLYMATH CAPITAL ADVISORS, LLC.
CAPSTONE LAW, PLLC | POLYMATH PRINCIPAL PARTNERS, LP | POLYMATH CAPITAL ADVISORS, LLC. | P3 CAPITAL
CRD#: 310229 / SEC#:
Connecticut
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Contact information
Main Address
Pembroke Pines, FL
Mailing Address
Phone number
(877) 373-3090
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 4,199,775 |
Red Flags
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