Priya K. Prasad Bowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Priya Kim Prasad Bowe, who also goes by Priya Kim Prasad, Priya Prasad, Priya Kim Prasad Bowe, was a registered financial professional .
Priya is a previously registered financial professional and started their career in finance in 2008. Priya had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2019 - August 25, 2025
OCM INVESTMENTS, LLC
July 14, 2016 - April 8, 2019
CITADEL SECURITIES LLC
July 14, 2016 - April 8, 2019
CITADEL SECURITIES INSTITUTIONAL LLC
August 1, 2011 - July 12, 2016
MORGAN STANLEY & CO. LLC
June 1, 2009 - August 1, 2011
MORGAN STANLEY
August 14, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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