Daniel J. Chapman

STRATEGIC ADVISERS LLC | Financial Consultant

SPRING CITY, PA

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CRD#: 5350340

Professional summary

Daniel J. Chapman, who also goes by Daniel Joseph Chapman, Daniel Chapman, Daniel J Chapman, Daniel J. Chapman, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Spring City, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Center Valley, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

As a Financial Consultant,  I help my clients build customized financial plans and implement disciplined investment strategies to grow and protect their wealth. Fostering and maintaining strong relationships with my clients and their families is a priority and I work diligently to maintain a deep level of trust, reliability, and proficiency.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Joseph Chapman | Daniel Chapman | Daniel J Chapman | Daniel J. Chapman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J. Chapman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

West Chester University of PA

Master of Business Administration (MBA) - Business

2021

Gwynedd-Mercy University

Bachelor of Business Administration - Business

2019

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2945 Center Valley Pkwy Suite 311, Center Valley, PA 18034-9033

RIA

CRD#: 104555

SPRING CITY, PA

Current

June 6, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2945 Center Valley Parkway Suite 311, Center Valley, PA 18034

CRD#: 7784

Center Valley, PA

Past

June 9, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CENTER VALLEY, PA

Past

March 23, 2015 - April 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CONSHOHOCKEN, PA

Past

March 19, 2015 - April 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CONSHOHOCKEN, PA

Past

July 2, 2014 - March 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DEVON, PA

Past

June 17, 2014 - March 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DEVON, PA

Past

January 27, 2012 - April 21, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

AMBLER, PA

Past

January 30, 2009 - April 21, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

AMBLER, PA

Past

September 10, 2007 - November 5, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EAST NORRITON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/7/2023)

Delaware
(6/6/2022)

District of Columbia
(6/6/2022)

Florida
(6/6/2022)

Georgia
(5/3/2024)

Illinois
(8/23/2024)

Maryland
(6/6/2022)

Massachusetts
(6/6/2022)

Missouri
(1/19/2023)

New Jersey
(6/6/2022)

New York
(6/6/2022)

North Carolina
(6/6/2022)

Ohio
(6/6/2022)

Pennsylvania
(6/6/2022)

IAR

Pennsylvania
(3/31/2025)

South Carolina
(4/10/2025)

Tennessee
(12/20/2022)

Texas
(6/7/2022)

IAR

Texas
(3/31/2025)

Utah
(9/16/2025)

Virgin Islands
(10/7/2022)

Virginia
(6/6/2022)

Washington
(3/2/2024)

Wisconsin
(2/9/2024)

Wyoming
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/24/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Daniel J. Chapman

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel J. Chapman's CRS (Customer Relationship Summary).

Certified licenses

Education

West Chester University of PA

Gwynedd-Mercy University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2012

Series 63

Date: 7/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2012

Series 6

Date: 7/24/2007

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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