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SC

Stephen E. Covell

COVELL FINANCIAL
MANDEVILLE, LA 70471
Some features on this profile are disabled
CRD#: 5350322
SC

Professional summary

Stephen Eliot Covell is a registered financial advisor currently at COVELL FINANCIAL located in Mandeville, Louisiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Eliot Covell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2020 - Present

COVELL FINANCIAL

Office #1: 2895 Highway 190, Suite 219, Mandeville, LA 70471
RIA
CRD#: 306279
MANDEVILLE, LA
Past

August 31, 2007 - January 26, 2018

COVELL FINANCIAL

RIA
CRD#: 144165
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(2/6/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/7/2007
Uniform Investment Adviser Law Examination

Current Firm

CF
COVELL FINANCIAL
COVELL FINANCIAL | COVELL FINANCIAL, LLC

CRD#: 306279 / SEC#:

Louisiana
Registered Investment Advisory firm - (2/6/2020 Approved)
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Contact information

Main Address
2895 Highway 190, Suite 219, Mandeville, LA 70471
Mailing Address
Phone number
(985) 727-0778
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COVELL FINANCIAL

CRD#: 306279Mandeville, LA 70471

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