Stephen E. Covell

COVELL FINANCIAL

MANDEVILLE, LA 70471

Some features on this profile are disabled

CRD#: 5350322

Professional summary

Stephen Eliot Covell is a registered financial advisor currently at COVELL FINANCIAL located in Mandeville, Louisiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COVELL & COVELL, ATTORNEYS AT LAW, NOT INVESTMENT RELATED LAW FIRM, 2895 Highway 190, Suite 291, Mandeville, LA, ATTORNEY FOR FIRM 30 HRS. PER WEEK, STARTED 03/01/1978

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Eliot Covell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2020 - Present

COVELL FINANCIAL

Office #1: 2895 Highway 190, Suite 219, Mandeville, LA 70471

RIA

CRD#: 306279

MANDEVILLE, LA

Past

August 31, 2007 - January 26, 2018

COVELL FINANCIAL

RIA

CRD#: 144165

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2007

Uniform Investment Adviser Law Examination

Current Firm

COVELL FINANCIAL

COVELL FINANCIAL | COVELL FINANCIAL, LLC

CRD#: 306279 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/6/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2895 Highway 190, Suite 219, Mandeville, LA 70471

Mailing Address

Phone number

(985) 727-0778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicole Amore

PARALLEL ADVISORS, LLC

IAR

WOOD DALE, IL

Jesse Woods

OSAIC WEALTH, INC.

IAR

MERIDIAN, ID

John Bullitt

VALIDUS CAPITAL LLC

IAR

El Segundo, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen E. Covell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Eliot Covell's CRS (Customer Relationship Summary).

Certified licenses

Experience

COVELL FINANCIAL

COVELL FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2007

Current Firm

COVELL FINANCIAL

Contact information

Documents

Red Flags

Company Information

COVELL FINANCIAL

TRUST BUT VERIFY

Similar Advisors