Kip N. Paulson

PAULSON PRIVATE WEALTH LLC

WESTPORT, CT

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CRD#: 5350177

Professional summary

Kip Nathan Paulson, who also goes by Kip Nathan Paulson, Kip Paulson, is a registered financial advisor currently at PAULSON PRIVATE WEALTH LLC located in Westport, Connecticut.

Kip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kip has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kip Nathan Paulson | Kip Paulson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*5978 For profit or not for profit: Name of outside business organization: Kip Paulson Investment related: Address of business: Westport, Connecticut 6880 Nature of business: Rental Property Position, title, association: , Start date of relationship: 4/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kip Nathan Paulson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

PAULSON PRIVATE WEALTH LLC

RIA

CRD#: 333973

WESTPORT, CT

Past

August 19, 2021 - May 21, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SANTA BARBARA, CA

Past

August 19, 2021 - May 21, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SANTA BARBARA, CA

Past

April 2, 2018 - August 20, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA BARBARA, CA

Past

February 27, 2018 - August 20, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SANTA BARBARA, CA

Past

June 12, 2012 - November 3, 2017

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

January 31, 2012 - June 8, 2012

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

June 16, 2009 - December 15, 2011

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

July 18, 2007 - April 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/12/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/17/2007

General Securities Representative Examination

Current Firm

PAULSON PRIVATE WEALTH LLC

CRD#: 333973 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/15/2025 Approved)

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Contact information

Main Address

Norwalk, CT

Mailing Address

Phone number

(646) 763-0343

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Kip N. Paulson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kip Nathan Paulson's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CANTOR FITZGERALD & CO.

RBC CAPITAL MARKETS, LLC

JEFFERIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2018

Series 63

Date: 6/29/2009

SIE

Date: 10/1/2018

Series 87

Date: 9/12/2007

Series 7

Date: 7/17/2007

Current Firm

PAULSON PRIVATE WEALTH LLC

Contact information

Documents

Red Flags

Company Information

PAULSON PRIVATE WEALTH LLC

TRUST BUT VERIFY

Contact information

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