John S. Carpenter

CEDAR COVE WEALTH PARTNERS

DENVER, CO

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CRD#: 5349723

Professional summary

John Sanford Carpenter, who also goes by John Sanford Carpenter, John Carpenter, is a registered financial advisor currently at CEDAR COVE WEALTH PARTNERS located in Denver, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Sanford Carpenter | John Carpenter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John Carpenter is dually-registered with Thrivent Advisor Network, LLC d/b/a Cedar Cove Wealth and Purshe Kaplan Sterling Investments, Inc. ("PKS"). John Carpenter has served as an investment advisor representative for TAN and an registered representative with PKS since 07/2020. Business is conducted from Denver, CO 80212. Approximately 90% of John Carpenter's time is for services as an investment advisor representative and the balance as a registered representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Sanford Carpenter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2025 - Present

CEDAR COVE WEALTH PARTNERS

RIA

CRD#: 336245

DENVER, CO

Past

November 10, 2020 - October 5, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

September 28, 2020 - September 10, 2025

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Denver, CO

Past

July 17, 2020 - August 26, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Minneapolis, MN

Past

August 6, 2007 - April 9, 2018

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/17/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/31/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CEDAR COVE WEALTH PARTNERS

CEDAR COVE WEALTH PARTNERS | SBE LLC DBA CEDAR COVE WEALTH PARTNERS | SBE LLC

CRD#: 336245 / SEC#: 801-133908

RIA

Registered Investment Advisory firm - (7/21/2025 120-Day Approval)

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Contact information

Main Address

7900 Xerxes Ave S Suite 1750, Bloomington, MN 55431

Mailing Address

Phone number

(952) 358-3456

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE - CEDAR COVE WEALTH PARTNERS (8/11/2025)

WRAP FEE PROGRAM BROCHURE - CEDAR COVE WEALTH PARTNERS (8/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John S. Carpenter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Sanford Carpenter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

JANUS HENDERSON DISTRIBUTORS US LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2020

Series 63

Date: 10/9/2007

Series 7TO

Date: 7/17/2020

SIE

Date: 4/9/2018

Series 7

Date: 9/30/2010

Series 6

Date: 7/31/2007

Current Firm

CEDAR COVE WEALTH PARTNERS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

CEDAR COVE WEALTH PARTNERS

TRUST BUT VERIFY

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