Robin A. Giles

APEX WEALTH MANAGEMENT

Katy, TX

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CRD#: 5349722

Professional summary

Robin Ann Prichard Giles, CFP®, who also goes by Robin Ann Prichard, is a registered financial advisor currently at APEX WEALTH MANAGEMENT, LLC located in Katy, Texas.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robin has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Ann Prichard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Ann Prichard Giles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 28, 2012 - Present

APEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 159585

Katy, TX

Past

May 29, 2007 - March 19, 2012

HARRISON - DE CHARON, L.L.C.

RIA

CRD#: 128439

MISSION VIEJO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

APEX WEALTH MANAGEMENT, LLC

APEX WEALTH MANAGEMENT, LLC | SAGE WEALTH MANAGEMENT, LLC | GILES WEALTH MANAGEMENT, LLC

CRD#: 159585 / SEC#:

Colorado

Registered Investment Advisory firm - (11/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/28/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Katy, TX

Mailing Address

Phone number

(949) 338-8488

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 25,118,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robin A. Giles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Ann Prichard Giles's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX WEALTH MANAGEMENT, LLC

HARRISON - DE CHARON, L.L.C.

State Registrations and Notice Filings

Exams

Current Firm

APEX WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APEX WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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