Samarth D. Zaveri
Professional summary
Samarth Deepak Zaveri, who also goes by Samarth Zaveri, Sunny Zaveri, is a registered financial advisor currently at TOWERS WATSON INVESTMENT SERVICES, INC. located in Chicago, Illinois.
Samarth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Samarth has worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samarth Deepak Zaveri's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2022 - Present
TOWERS WATSON INVESTMENT SERVICES, INC.
Office #1: 233 South Wacker Drive Suite 8600, Chicago, IL 60606June 25, 2007 - November 23, 2009
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TOWERS WATSON INVESTMENT SERVICES, INC.
CRD#: 110473 / SEC#: 801-46008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2022)
Exams
Current Firm
TOWERS WATSON INVESTMENT SERVICES, INC.
CRD#: 110473 / SEC#: 801-46008
Contact information
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 129 |
| AUM (Assets Under Management) | $ 52,220,039,039 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/31/2025 | ||
| 09/27/2024 | ||
| 08/28/2023 | ||
| 11/22/2022 |
Red Flags
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