James E. Bogart
BOGART WEALTH | CEO and President
Vienna, VA
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CRD#: 5349230
Professional summary
James Edward Bogart, CFP®, ChFC® is a registered financial advisor currently at BOGART WEALTH, LLC located in Vienna, Virginia.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
A seasoned wealth advisor, James Bogart takes personal pride in assisting executives, entrepreneurs and professionals pursue their dreams through striking, highly customized financial planning strategies. As Principal of Bogart Wealth, he focuses both on maintaining the highest level of customer service and attention to detail possible, and on seeking to deliver the most effective technology, reporting tools and analysis to every Bogart Wealth client.
James’ practice spans wealth plan design, investment management, estate planning, family legacy planning, business succession, charitable giving, asset protection and retirement concerns, with a special insight and focus on multi-generational strategies. He regularly addresses audiences of industry professionals and senior corporate executives on new and upcoming developments in this field.
Educated at the University of Virginia and Georgetown University, James is a registered representative, a Chartered Financial Consultant® (ChFC®), holds the Life and Health Insurance license and is a CERTIFIED FINANCIAL PLANNER (CFP®).
James and his wife Ashley enjoy spending time with their daughters Makenna and Peyton. He serves on the board of directors for local non-profit The Hopkins Society. He is also a proud Eagle Scout, remaining active with the Boy Scouts of America. He enjoys golf, travel, reading and cooking together.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Trading individual securities
Retirement planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Entrepreneurs
High Net Worth Client Needs
Retirement Planning & Distribu...
Tax Planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOPKINS SOCIETY OF SIGMA NU; NOT INVESTMENT RELATED; home office; HOUSING CORPORATION, ALUMNI ASSOC; Treasurer; START DATE 07/2007; 6 HOURS
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Bogart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 20, 2016 - Present
BOGART WEALTH, LLC
Office #2: 1725 Hughes Landing Suite 1225, The Woodlands, TX 77380Office #3: 2010 Corporate Ridge Suite 900, Mclean, VA 22102RIA
CRD#: 283886
Vienna, VA
Past
October 3, 2016 - May 19, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
McLean, VA
Past
June 20, 2016 - June 20, 2016
BOGART WEALTH, LLC
RIA
CRD#: 283886
MCLEAN, VA
Past
November 13, 2014 - July 15, 2016
MORGAN STANLEY
RIA
CRD#: 149777
MCLEAN, VA
Past
November 13, 2014 - July 15, 2016
MORGAN STANLEY
BD
CRD#: 149777
MCLEAN, VA
Past
March 13, 2009 - November 21, 2014
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MCLEAN, VA
Past
March 13, 2009 - November 21, 2014
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MCLEAN, VA
Past
July 30, 2007 - March 13, 2009
FERRIS, BAKER WATTS, LLC
RIA
CRD#: 285
MCLEAN, VA
Past
July 11, 2007 - March 13, 2009
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BOGART WEALTH, LLC
ANNABELLE ADVISORS, LLC | BOGART WEALTH, LLC
CRD#: 283886 / SEC#: 801-107912
RIA
Registered Investment Advisory firm - (6/2/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(10/31/2022)
IAR
Florida(4/28/2025)
IAR
Texas(5/29/2020)
IAR
Virginia(6/20/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BOGART WEALTH, LLC
ANNABELLE ADVISORS, LLC | BOGART WEALTH, LLC
CRD#: 283886 / SEC#: 801-107912
RIA
Registered Investment Advisory firm - (6/2/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2010 Corporate Ridge Suite 900, Mclean, VA 22102
Mailing Address
Phone number
(703) 570-8651
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,117 |
| AUM (Assets Under Management) | $ 2,679,926,911 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
