Joseph B. Terzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Benjamin Terzo was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2008. Joseph had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2014 - January 28, 2019
ALTACCESS SECURITIES COMPANY, L.P.
August 20, 2012 - March 27, 2014
HIGHTOWER SECURITIES, LLC
August 17, 2012 - March 27, 2014
HIGHTOWER ADVISORS, LLC
April 14, 2010 - September 10, 2012
CREDIT SUISSE SECURITIES (USA) LLC
April 7, 2010 - September 10, 2012
CREDIT SUISSE SECURITIES (USA) LLC
December 25, 2008 - February 11, 2009
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALTACCESS SECURITIES COMPANY, L.P.
CRD#: 119441 / SEC#: , 8-65183
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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