Jesse Malik
SENTINEL PENSION ADVISORS. | Financial Advisor, Relationship Manager
Wantagh, NY
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CRD#: 5348963
Professional summary
Jesse Malik, CFP®, who also goes by Jesse S Malik, Jesse Malik, is a registered financial advisor currently at SENTINEL PENSION ADVISORS, LLC. located in Wantagh, New York and SENTINEL SECURITIES, LLC. located in Wakefield, Massachusetts.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jesse has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Jesse joined CAPTRUST in 2022 and serves as a financial advisor and relationship manager. He has over a decade of experience at UBS in New York City and holds the designations of Chartered Retirement Planning Counselor℠ (CRPC®) and CERTIFIED FINANCIAL PLANNER™ (CFP®). Jesse supports clients by creating financial plans, relationship management, investment management, and conducting portfolio reviews. He holds a Bachelor of Arts degree in economics from Rutgers University. Outside of work, Jesse enjoys hiking, cheering for the New York Knicks, and spending time with family and friends.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jesse S Malik | Jesse Malik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Malik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Education
Rutgers University
BA - Economics
Experience
Current
July 17, 2024 - Present
SENTINEL PENSION ADVISORS, LLC.
RIA
CRD#: 109901
Wantagh, NY
Current
July 17, 2024 - Present
SENTINEL SECURITIES, LLC.
Office #1: 100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880BD
CRD#: 110942
WAKEFIELD, MA
Past
December 7, 2022 - October 26, 2023
CAPTRUST
RIA
CRD#: 175112
Lake Success, NY
Past
December 7, 2022 - October 26, 2023
CAPFINANCIAL SECURITIES, LLC.
BD
CRD#: 126291
Lake Success, NY
Past
December 6, 2010 - October 24, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
December 6, 2010 - October 24, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
May 6, 2010 - November 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
August 19, 2009 - November 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(8/21/2024)
IAR
Delaware(9/5/2024)
IAR
District of Columbia(8/30/2024)
IAR
Florida(8/19/2025)
IAR
Georgia(10/29/2024)
IAR
Maryland(8/21/2024)
IAR
Michigan(9/5/2024)
IAR
Nevada(2/3/2025)
IAR
New Jersey(8/21/2024)
RR
New York(7/17/2024)
IAR
New York(7/17/2024)
RR
North Carolina(9/30/2025)
IAR
North Carolina(9/30/2025)
IAR
Ohio(3/3/2025)
IAR
Oregon(9/5/2024)
IAR
Pennsylvania(9/5/2024)
IAR
Texas(8/27/2025)
IAR
Virginia(9/5/2024)
RR
Washington(1/20/2026)
IAR
Washington(1/20/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SENTINEL PENSION ADVISORS, LLC.
SENTINEL ADVISORS | SENTINEL PENSION ADVISORS, LLC. | SENTINEL PENSION ADVISORS, LLC | SENTINEL PENSION ADVISORS INC | SENTINEL GROUP | SENTINEL FINANCIAL GROUP | SENTINEL BENEFITS & FINANCIAL GROUP
CRD#: 109901 / SEC#: 801-55783
RIA
Registered Investment Advisory firm - (8/5/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
Mailing Address
Phone number
(781) 914-1450
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
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Company Information
SENTINEL PENSION ADVISORS, LLC.
Financial Advisor, Relationship ManagerCRD#: 109901Wantagh, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
