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JA

Jason S. Anderson

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CRD#: 5348901
JA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Scott Anderson was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2010. Jason had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 26, 2019 - January 22, 2024

ACERVUS SECURITIES, INC.

BD
CRD#: 298058
New York, NY
Past

February 16, 2017 - March 8, 2018

NEIGHBORLY SECURITIES

BD
CRD#: 17686
New York City, NY
Past

August 9, 2010 - January 30, 2017

ROOSEVELT & CROSS, INCORPORATED

BD
CRD#: 6964
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 3/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/10/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/22/2016
Municipal Securities Principal Examination

Current Firm

AS
ACERVUS SECURITIES, INC.
ACERVUS SECURITIES, INC.

CRD#: 298058 / SEC#: , 8-70206

BD
Terminated by SEC on 10/11/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/14/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ADDEPAR, INC.OWNER
HARPEL, JEFFREY KEITHFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1367784
JACOBSEN, BRYAN KPRESIDENT AND CHIEF COMPLIANCE OFFICER3055957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACERVUS SECURITIES, INC.

CRD#: 298058

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