AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GP

Garrett K. Paolella

Some features on this profile are disabled
CRD#: 5348547
GP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garrett Keith Paolella was a registered financial professional .

Garrett is a previously registered financial professional and started their career in finance in 2008. Garrett had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)6/18/2018 Harvest Volatility Management LLC - 420 Lexington Ave Suite 2620, New York, NY, 10170 - Registered Advisor - Investment Related - Managing Director/Portfolio Manager (Nationwide Risk Managed Income ETF). 50% of professional time during trading hours 2)04/2021 Intersect Capital Management LLC- 700 Canal St, Floor 1 Stamford CT, 06902 - ERA/Hedge Fund - Investment Related - Partner/Owner - 25% of professional time during trading hours - general management/oversight to business initiative/growth & portfolio manager to the Intersect Enduring Alpha Fund LP 3)10/2020 Slate Hill Partners LLC - 14785 Preston Road, Suite 1000, Dallas, TX - Holding Company to Registered Investment Advisors: Faith Investor Services - Partner/owner - 25% of professional time during trading hours. General management oversight to business initiatives and growth. Including affiliated entities owned by SHP (Faith Investor Services LLC)

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 2, 2021 - April 4, 2023

FAITH INVESTOR SERVICES

RIA
CRD#: 313337
Shelton, CT
Past

July 19, 2018 - August 27, 2019

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
New York, NY
Past

May 9, 2017 - November 28, 2017

STELLAM ADVISORS LLC

RIA
CRD#: 286336
STAMFORD, CT
Past

February 18, 2016 - April 27, 2017

HORIZONS ETFS MANAGEMENT (US) LLC

RIA
CRD#: 169320
NEW YORK, NY
Past

January 20, 2016 - April 5, 2017

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

January 22, 2014 - March 5, 2015

ETF DISTRIBUTORS LLC

BD
CRD#: 166181
NEW YORK, NY
Past

March 6, 2012 - March 8, 2018

RECON CAPITAL

RIA
CRD#: 159657
STAMFORD, CT
Past

October 15, 2008 - February 7, 2012

MKM PARTNERS LLC

BD
CRD#: 114666
STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FAITH INVESTOR SERVICES
FAITH INVESTOR SERVICES | FAITH INVESTOR SERVICES LLC

CRD#: 313337 / SEC#: 801-121223

RIA
Registered Investment Advisory firm - (5/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/2/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/20/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/14/2008
General Securities Representative Examination

Current Firm

FI
FAITH INVESTOR SERVICES
FAITH INVESTOR SERVICES | FAITH INVESTOR SERVICES LLC

CRD#: 313337 / SEC#: 801-121223

RIA
Registered Investment Advisory firm - (5/17/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Dallas, TX
Mailing Address
Phone number
(214) 462-7244
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FAITH INVESTOR SERVICES WRAP BROCHURE (3/31/2025)
FAITH INVESTOR SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts551
AUM (Assets Under Management)$ 196,790,672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAITH INVESTOR SERVICES

CRD#: 313337

TRUST BUT VERIFY

Monitor Garrett Paolella

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.