William E. Kaehr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Eric Kaehr, who also goes by William Eric Hatfield, Wm Eric Hatfield, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2008. William had worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2019 - December 31, 2022
WARHORSE WEALTH ADVISORS, LLC
December 11, 2018 - August 5, 2019
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
February 2, 2017 - November 16, 2018
PERSIMMON CAPITAL MANAGEMENT LP
July 29, 2015 - December 21, 2016
SAGE PRIVATE WEALTH GROUP, LLC
July 23, 2015 - December 2, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 17, 2015 - December 2, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 26, 2015 - July 17, 2015
NORTHERN TRUST SECURITIES, INC.
July 9, 2010 - September 30, 2011
VISION INVESTMENT SERVICES, INC.
April 23, 2010 - July 17, 2015
NORTHERN TRUST SECURITIES, INC.
March 29, 2010 - April 20, 2010
MML INVESTORS SERVICES, LLC
April 23, 2008 - August 11, 2008
COLUMN CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WARHORSE WEALTH ADVISORS, LLC
CRD#: 305392 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 12,336,000 |
Red Flags
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