Lewis S. Shubin
Professional summary
Lewis Steven Shubin is a registered financial professional currently at LEC INVESTMENT CORP. located in Birmingham, Alabama.
Lewis is registered as a RR (Registered Representative) and started their career in finance in 2007. Lewis has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lewis Steven Shubin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2011 - Present
LEC INVESTMENT CORP.
Office #1: 505 20th Street North Suite 1150, Birmingham, AL 35203Office #2: 505 20th Street Suite 1150, Birmingham, AL 35203November 12, 2007 - April 1, 2011
CMS INVESTMENT RESOURCES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2011)
(5/11/2016)
(3/29/2017)
(10/24/2011)
(1/22/2021)
(5/9/2014)
(7/14/2021)
(10/3/2011)
(10/3/2011)
(2/9/2018)
(11/7/2013)
(2/21/2018)
(11/26/2013)
(11/18/2019)
(11/20/2014)
(7/7/2015)
(9/30/2013)
(9/19/2013)
(3/19/2020)
(2/2/2021)
(3/29/2017)
Exams
FINRA
Current Firm
LEC INVESTMENT CORP.
CRD#: 25336 / SEC#: , 8-41695
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
LEC INVESTMENT CORP.
CRD#: 25336Birmingham, AL 35203TRUST BUT VERIFY
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