Robert Fleming

1) 01/26/2023 - Fago Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/30/2023 - Fago Wealth Management - DBA for RIA business 3) 01/26/2023 - Real Estate Rental - owner - 2865 Columbia St, San Diego, CA 92103 - Investment related - 15 hours per month - Start date: 01/22/2023. 4) 01/26/2023 - Real Estate Rental - owner - 523 Whitesage Rd, San Marcos, CA 92078 - Investment related - 15 hours per month - Start date: 01/01/1998. 5) 01/26/2023 - Non-Variable Insurance - Selling: Term Life, BGA Insurance - San Diego, CA 92142 - Investment related - 1 hour per month - Start date: 01/30/2023. 6) 1/31/2023 - Golden State Wealth Management, LLC - DBA: Fago Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 01/20/2023 - 140 Hours Per Month/6 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Golden State Wealth Management, LLC an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 1/31/2023 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/30/2023 - 140 Hours Per Month/6 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Golden State Wealth Management, LLC an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 1/31/2023 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 01/30/2023 - 140 Hours Per Month/6 Hours During Securities Trading - Time Spent 80% - I provide investment advisory services through Golden State Wealth Management, LLC an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.