AJ
Austin D. Johnson
JONES LANG LASALLE SECURITIES
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 5347682
AJ
Professional summary
Austin Davis Johnson is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in Atlanta, Georgia.
Austin is registered as a RR (Registered Representative) and started their career in finance in 2008. Austin has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Austin Davis Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2011 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 3344 Peachtree Road Ne 11th Floor, Atlanta, GA 30326BD
CRD#: 120738
Atlanta, GA
Past
December 9, 2008 - March 3, 2011
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/26/2020)
RR
Alaska(2/26/2020)
RR
Arizona(2/26/2020)
RR
Arkansas(2/26/2020)
RR
California(3/21/2011)
RR
Colorado(3/21/2011)
RR
Connecticut(3/21/2011)
RR
Delaware(10/5/2012)
RR
District of Columbia(2/26/2020)
RR
Florida(2/26/2020)
RR
Georgia(2/26/2020)
RR
Hawaii(2/26/2020)
RR
Idaho(2/26/2020)
RR
Illinois(3/21/2011)
RR
Indiana(2/26/2020)
RR
Iowa(3/21/2011)
RR
Kansas(2/26/2020)
RR
Kentucky(2/26/2020)
RR
Louisiana(2/26/2020)
RR
Maine(2/26/2020)
RR
Maryland(2/26/2020)
RR
Massachusetts(3/21/2011)
RR
Michigan(2/26/2020)
RR
Minnesota(3/21/2011)
RR
Mississippi(2/26/2020)
RR
Missouri(2/26/2020)
RR
Montana(2/26/2020)
RR
Nebraska(3/21/2011)
RR
Nevada(2/26/2020)
RR
New Hampshire(2/26/2020)
RR
New Jersey(3/21/2011)
RR
New Mexico(2/26/2020)
RR
New York(3/21/2011)
RR
North Carolina(2/26/2020)
RR
North Dakota(2/26/2020)
RR
Ohio(3/21/2011)
RR
Oklahoma(2/26/2020)
RR
Oregon(2/26/2020)
RR
Pennsylvania(3/21/2011)
RR
Puerto Rico(2/26/2020)
RR
Rhode Island(2/26/2020)
RR
South Carolina(2/26/2020)
RR
South Dakota(2/26/2020)
RR
Texas(3/21/2011)
RR
Utah(2/26/2020)
RR
Vermont(2/26/2020)
RR
Virginia(3/21/2011)
RR
Washington(2/26/2020)
RR
West Virginia(2/26/2020)
RR
Wisconsin(2/26/2020)
RR
Wyoming(2/26/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JL
JONES LANG LASALLE SECURITIES, LLC
JLL ENERGY & INFRASTRUCTURE INVESTMENT BANKING | JONES LANG LASALLE SECURITIES, LLC | JLL SECURITIES | JLL REAL ESTATE INVESTMENT BANKING
CRD#: 120738 / SEC#: , 8-65341
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Phone number
(312) 404-7582
Established
Illinois since 04/23/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
