FA
Francisco Anguita Veliz
AMAUTA FINANCIAL
Alexandria, VA
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CRD#: 5347430
FA
Professional summary
Francisco Anguita Veliz, who also goes by Franscisco Jose Anguita-veliz, is a registered financial advisor currently at AMAUTA FINANCIAL located in Alexandria, Virginia.
Francisco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Francisco has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Franscisco Jose Anguita-Veliz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/28/2015 - Amauta LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - START 8/25/2015 - 100% TIME SPENT.
2. 11/24/2015 - Amauta LLC - DBA: Amauta Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - START 10/23/2015 - 100 HOURS PER MONTH DURING TRADING.
3. 3/15/2017 - Amauta LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/23/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Amauta LLC, an independent investment advisor firm. I started this business activity in October 2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
4. 3/15/2017 - Amauta LLC - DBA; Amauta Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/23/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Amauta LLC, an independent investment advisor firm. I started this business activity in Oct 2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Francisco Anguita Veliz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2015 - Present
AMAUTA FINANCIAL
RIA
CRD#: 281419
Alexandria, VA
Past
October 23, 2015 - June 14, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
ALEXANDRIA, VA
Past
June 1, 2009 - October 28, 2015
MORGAN STANLEY
RIA
CRD#: 149777
WASHINGTON, DC
Past
June 1, 2009 - October 28, 2015
MORGAN STANLEY
BD
CRD#: 149777
WASHINGTON, DC
Past
March 17, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WASHINGTON, DC
Past
September 22, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WASHINGTON, DC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(10/29/2015)
IAR
Maryland(11/5/2015)
IAR
Virginia(10/30/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
AMAUTA FINANCIAL
AMAUTA FINANCIAL | AMAUTA LLC
CRD#: 281419 / SEC#:
District of Columbia
Registered Investment Advisory firm - (10/28/2015 Approved)Maryland
Registered Investment Advisory firm - (10/23/2015 Approved)Virginia
Registered Investment Advisory firm - (10/30/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Alexandria, VA
Mailing Address
Phone number
(202) 607-0298
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 12,949,710 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
