DS
David A. Sims
EVERSOURCE WEALTH ADVISORS
Little Rock, AR 72211
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CRD#: 5347313
DS
Professional summary
David Allen Sims is a registered financial advisor currently at EVERSOURCE WEALTH ADVISORS, LLC located in Little Rock, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 7 firms and has passed the Series 65, Series 63, Series 6, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Unless noted otherwise hereafter, the following outside business activities are conducted at 10800 Financial Centre Pkwy, Suite 280, Little Rock, AR 72211. (1) Since 1986, David A. Sims has been licensed as an attorney and provides legal services through the law firm David A. Sims, JD PhD, P.A. This business activity is not an investment-related activity. He spends between 10 to 30 hours per month (of which between 5 and 20 hours per month are during trading hours) conducting this business. (2) Since 2008, David has served as General Counsel, Director and President of Church Mortgage and Loan Corporation located at 16219 Nation Street, Little Rock, AR 72223. He facilitates Chapter 11 liquidation of mortgages owned by the Florida nonprofit corporation. The business is not investment related. David spends approximately 1 hour per month (less than one hour per month during trading hours) on this business. (3) Since December 2008, David has been a licensed insurance agent selling non variable insurance products with, and has been the Sole Owner and Director of, BRS Consulting, Inc. This business is an investment-related activity, and he spends between one and three hours per month during trading hours on this activity. (4) Since January 2018, David has been the Managing Member of Florida Ketamine Holdings, LLC, located at Post Office Box 241477, Little Rock, Arkansas 72223. This activity is not investment related. It involves direct private lending to Cypress Inlet Watersports, LLC. He spends approximately 1 to 5 hours per month on this activity of which 2 hours are during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Allen Sims's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2024 - Present
EVERSOURCE WEALTH ADVISORS, LLC
Office #1: 10800 Financial Centre Parkway Suite 280, Little Rock, AR 72211RIA
CRD#: 286340
Little Rock, AR
Past
August 16, 2011 - November 25, 2024
BRS FINANCIAL LLC
RIA
CRD#: 158566
LITTLE ROCK, AR
Past
June 23, 2010 - June 1, 2011
STRONGTOWER FINANCIAL, INC.
RIA
CRD#: 35504
LITTLE ROCK, AR
Past
June 23, 2010 - June 1, 2011
STRONGTOWER FINANCIAL, INC.
BD
CRD#: 35504
FRESNO, CA
Past
March 24, 2010 - April 26, 2010
ROYAL ADVISORS, LLC
RIA
CRD#: 145006
GRANDVILLE, MI
Past
July 27, 2009 - April 26, 2010
ROYAL SECURITIES COMPANY
BD
CRD#: 10702
LITTLE ROCK, AR
Past
November 2, 2007 - May 22, 2009
SECURITY CHURCH FINANCE, INC.
BD
CRD#: 11224
HOUSTON, TX
Past
June 11, 2007 - October 23, 2007
AMERICAN HERITAGE CHURCH FINANCE, INC.
BD
CRD#: 18285
CASSELBERRY, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(11/13/2024)
IAR
Texas(11/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/8/2007
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
Current Firm
EW
EVERSOURCE WEALTH ADVISORS, LLC
ABUNDANT LIFE PLANNING | WEALTHSOURCE FINANCIAL ADVISORS, LLC | WEALTHSOURCE FINANCIAL ADVISORS | WEALTH SQUARED | STEWARDLY ADVISORS | REINHOLD FINANCIAL | NEXUS IMPACT ADVISORS | MILLER WEALTH MANAGEMENT | INSIGHT WEALTH | HIGHWAY FINANCIAL NETWORKS | HD INVESTMENT ADVISORS | GRADY FINANCIAL NETWORK | GENEROUS WEALTH ADVISORS | FRANK AND FLANAGAN WEALTH ADVISORS | EVERSOURE WEALTH ADVISORS, LLC | EVERSOURCE WEALTH ADVISORS, LLC | CORNERSTONE 360 ADVISORS | CLARION WEALTH MANAGEMENT PARTNERS | CENTERPOINT STRATEGIES | BRIGHTLIGHT | ALPHA PRINCIPLE
CRD#: 286340 / SEC#: 801-119192
RIA
Registered Investment Advisory firm - (7/29/2020 Approved)Alabama
Registered Investment Advisory firm - (8/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/11/2020 Terminated)Texas
Registered Investment Advisory firm - (8/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Colonnade Parkway Suite 150, Birmingham, AL 35243
Mailing Address
Phone number
(205) 982-5515
Established
Firm type
Fiscal year end
# of Employees
76
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,633 |
| AUM (Assets Under Management) | $ 3,954,297,526 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340Little Rock, AR 72211TRUST BUT VERIFY
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