Henry W. Diekmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry William Diekmann was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2007. Henry had worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2010 - August 21, 2019
SCOTTSDALE CAPITAL ADVISORS CORP
December 5, 2008 - December 23, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 21, 2007 - January 25, 2008
MORGAN STANLEY & CO. LLC
July 27, 2007 - January 25, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTSDALE CAPITAL ADVISORS CORP
CRD#: 118786 / SEC#: 801-60965, 8-53685
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
