Jeffrey L. Rieb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey L Rieb was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2009. Jeffrey had worked at 1 firm and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2011 - July 17, 2012
SOUTH VALLEY WEALTH MANAGEMENT
September 9, 2009 - July 17, 2012
SOUTH VALLEY WEALTH MANAGEMENT
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTH VALLEY WEALTH MANAGEMENT
CRD#: 14797 / SEC#: 801-61535, 8-31126
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTH VALLEY BANCORP, INC. | FINANCIAL HOLDING COMPANY | |
| HULBERT, ALISON ANNA | CHIEF FINANCIAL OFFICER | 3253965 |
| LEDGERWOOD, MARTIN RICHARD | PRESIDENT AND CCO | 2696876 |
| LEDGERWOOD, RICHARD STEVEN | VICE-PRESIDENT | 305096 |
| LEDGERWOOD, RICHARD STEVEN | SECRETARY/TREASURER | 305096 |
| PEDERSON, CLARK DEAN | VICE-PRESIDENT | 1035357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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