Heather D. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather D Taylor, who also goes by Heather Dawn Albert, Heather Dawn Albert, Heather Dawn Mumpower, Heather Dawn Taylor, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2007. Heather had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2011 - November 11, 2014
INVESTACORP ADVISORY SERVICES INC
September 13, 2010 - February 26, 2013
INVESTACORP, INC.
August 16, 2010 - September 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2010 - September 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
August 6, 2008 - June 21, 2010
PARK AVENUE SECURITIES LLC
September 25, 2007 - June 21, 2010
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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