William S. Jiggetts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Skeet Jiggetts, who also goes by William S Jiggetts, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2007. William had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2020 - December 16, 2020
VERITY ASSET MANAGEMENT
February 21, 2020 - December 16, 2020
VERITY INVESTMENTS, INC.
October 15, 2014 - April 30, 2019
AVANTAX ADVISORY SERVICES
October 10, 2014 - April 29, 2019
AVANTAX INVESTMENT SERVICES, INC.
March 21, 2013 - August 21, 2014
HORNOR, TOWNSEND & KENT, LLC
March 7, 2013 - August 21, 2014
HORNOR, TOWNSEND & KENT, LLC
March 29, 2012 - January 31, 2013
CETERA ADVISORS LLC
February 15, 2012 - January 31, 2013
CETERA ADVISORS LLC
September 23, 2009 - April 1, 2011
PARK AVENUE SECURITIES LLC
June 23, 2008 - December 5, 2008
DAWSON JAMES SECURITIES, INC.
June 7, 2007 - June 16, 2008
EASTBROOK CAPITAL GROUP LLC
Primary Firm SEC Registration
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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