VL
Vadim Levin
QUASAR DISTRIBUTORS
Boston, MA 02210
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CRD#: 5345310
VL
Professional summary
Vadim Levin is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Boston, Massachusetts.
Vadim is registered as a RR (Registered Representative) and started their career in finance in 2007. Vadim has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vadim Levin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2017 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 2 Seaport Lane, Boston, MA 02210BD
CRD#: 103848
Boston, MA
Past
January 15, 2014 - September 15, 2017
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
BOSTON, MA
Past
March 11, 2013 - January 7, 2014
FIRST LIBERTIES FINANCIAL
BD
CRD#: 14432
TAMPA, FL
Past
April 21, 2010 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
BOSTON, MA
Past
April 21, 2010 - August 22, 2012
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
June 25, 2008 - August 22, 2012
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
June 26, 2007 - May 9, 2008
WILLIAM BLAIR
BD
CRD#: 1252
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2017)
RR
Alaska(9/18/2017)
RR
Arizona(9/18/2017)
RR
Arkansas(9/18/2017)
RR
California(9/18/2017)
RR
Colorado(9/18/2017)
RR
Connecticut(9/18/2017)
RR
Delaware(9/18/2017)
RR
District of Columbia(9/18/2017)
RR
Florida(9/18/2017)
RR
Georgia(9/18/2017)
RR
Hawaii(9/18/2017)
RR
Idaho(9/18/2017)
RR
Illinois(9/18/2017)
RR
Indiana(9/18/2017)
RR
Iowa(9/18/2017)
RR
Kansas(9/18/2017)
RR
Kentucky(9/18/2017)
RR
Louisiana(9/18/2017)
RR
Maine(9/18/2017)
RR
Maryland(9/18/2017)
RR
Massachusetts(9/18/2017)
RR
Michigan(9/18/2017)
RR
Minnesota(9/18/2017)
RR
Mississippi(9/18/2017)
RR
Missouri(9/18/2017)
RR
Montana(9/18/2017)
RR
Nebraska(9/18/2017)
RR
Nevada(9/18/2017)
RR
New Hampshire(9/18/2017)
RR
New Jersey(9/18/2017)
RR
New Mexico(9/18/2017)
RR
New York(9/18/2017)
RR
North Carolina(9/18/2017)
RR
North Dakota(9/18/2017)
RR
Ohio(9/18/2017)
RR
Oklahoma(9/18/2017)
RR
Oregon(9/18/2017)
RR
Pennsylvania(9/18/2017)
RR
Puerto Rico(9/18/2017)
RR
Rhode Island(9/18/2017)
RR
South Carolina(9/18/2017)
RR
South Dakota(9/18/2017)
RR
Tennessee(9/18/2017)
RR
Texas(9/18/2017)
RR
Utah(9/18/2017)
RR
Vermont(9/18/2017)
RR
Virgin Islands(9/18/2017)
RR
Virginia(9/18/2017)
RR
Washington(9/18/2017)
RR
West Virginia(9/18/2017)
RR
Wisconsin(9/18/2017)
RR
Wyoming(9/18/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUASAR DISTRIBUTORS, LLC
CRD#: 103848Boston, MA 02210TRUST BUT VERIFY
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