Kristi L. Sanz
Professional summary
Kristi Lyn Sanz, who also goes by Kristi Lyn Peterson, Kristi Lyn Wunderlich, Kristi Lyn Wunderlich-peterson, Kristi Lyn Wunderlich, is a registered financial advisor currently at BERGER FINANCIAL GROUP located in Plymouth, Minnesota.
Kristi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kristi has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristi Lyn Sanz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2020 - Present
BERGER FINANCIAL GROUP
Office #1: 1695 State Hwy 169 N, Plymouth, MN 55441November 4, 2020 - October 20, 2022
PURSHE KAPLAN STERLING INVESTMENTS
January 4, 2016 - August 26, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 12, 2014 - August 26, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 16, 2013 - May 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 2, 2007 - May 12, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2020)
(1/8/2021)
Exams
Current Firm
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,139 |
| AUM (Assets Under Management) | $ 2,948,862,004 |
Red Flags
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