Anton F. Madsen

STONE STEPS FINANCIAL

Redwood Falls, MN

CRD#: 5345196

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Professional summary

Anton Fawver Madsen, CFP®, who also goes by Tony Madsen, is a registered financial advisor currently at STONE STEPS FINANCIAL, LLC located in Redwood Falls, Minnesota.

Anton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Anton has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Madsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anton Fawver Madsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 10, 2026 - Present

STONE STEPS FINANCIAL, LLC

RIA

CRD#: 175289

Redwood Falls, MN

Past

February 8, 2024 - June 9, 2026

XYPN INVEST

RIA

CRD#: 285967

REDWOOD FALLS, MN

Past

February 18, 2016 - July 15, 2024

NEWLEAF FINANCIAL GUIDANCE

RIA

CRD#: 282469

REDWOOD FALLS, MN

Past

December 16, 2013 - December 9, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

EDINA, MN

Past

July 3, 2007 - December 9, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

EDINA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE STEPS FINANCIAL, LLC

NEW LEAF FINANCIAL GUIDANCE | STONE STEPS FINANCIAL, LLC

CRD#: 175289 / SEC#: 801-131412

RIA

Registered Investment Advisory firm - (11/4/2024 Approved)

California

Registered Investment Advisory firm - (1/17/2026 Terminated)

Texas

Registered Investment Advisory firm - (12/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/11/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2007

General Securities Representative Examination

Current Firm

STONE STEPS FINANCIAL, LLC

NEW LEAF FINANCIAL GUIDANCE | STONE STEPS FINANCIAL, LLC

CRD#: 175289 / SEC#: 801-131412

RIA

Registered Investment Advisory firm - (11/4/2024 Approved)

California

Registered Investment Advisory firm - (1/17/2026 Terminated)

Texas

Registered Investment Advisory firm - (12/18/2025 Terminated)

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Contact information

Main Address

533 Second Street, Suite 207, Encinitas, CA 92024

Mailing Address

Phone number

(760) 456-7147

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 105,420,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anton F. Madsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anton Fawver Madsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

XYPN INVEST

NEWLEAF FINANCIAL GUIDANCE

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STONE STEPS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/2007

SIE

Date: 12/9/2015

Series 7

Date: 7/2/2007

Current Firm

STONE STEPS FINANCIAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE STEPS FINANCIAL, LLC

TRUST BUT VERIFY

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