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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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MF

Michael C. French

Some features on this profile are disabled
CRD#: 5345079
MF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Cecil French was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 1 firm and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 26, 2007 - October 21, 2009

CHALLENGER CAPITAL GROUP, LTD.

BD
CRD#: 131992
LANCASTER, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 9/25/2007
General Securities Representative Examination

Current Firm

CC
CHALLENGER CAPITAL GROUP, LTD.
CHALLENGER CAPITAL GROUP, LTD.

CRD#: 131992 / SEC#: , 8-66534

BD
Terminated by SEC on 01/19/2016
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 05/01/2003
Firm type
Other Types of Legal Formation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DELLA PENTA, DAVID THOMASINVESTOR
FRANCIS FAMILY TRUSTINVESTOR
HAWKINS, JOSEPH EDWARDINVESTOR
WHEAT, DOUGLAS DEANINVESTOR
YONTZ, KENNETH FREDERICINVESTOR
AMSBERRY, RICHARD FCFO/FINOP2917504
BURR, MICHAEL JAMESCEO/CCO2969010
TEXAS CHALLENGER CORPORATIONGENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHALLENGER CAPITAL GROUP, LTD.

CRD#: 131992

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