SD
Steven H. Druckman
WEALTHPLAN PARTNERS
Las Vegas, NV 89120
Some features on this profile are disabled
CRD#: 5345067
SD
Professional summary
Steven H Druckman, who also goes by Steven Howard Druckman, is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Las Vegas, Nevada and OSAIC WEALTH, INC. located in Las Vegas, Nevada.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Howard Druckman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**GERSON R DRUCKMAN, CPA LLC POSITION: Accountant NATURE: I am an accountant in my father's accounting firm, Gerson R Druckman, CPA, LLC. We prepare personal and corporate tax returns and write financial reports. INVESTMENT RELATED: No NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2019 ADDRESS: 3686 East Sunset Road, Suite 100, Las Vegas NV 89120, United States DESCRIPTION: I am an accountant in my father's CPA firm. My father, Gerson Druckman is a CPA and the firm is Gerson R Druckman CPA, LLC. We prepare personal and corporate tax returns, write financial statements, and give tax advice and consultations. I spend the majority of my day and make the majority of my income in this business. **STEVEN H DRUCKMAN POSITION: broker NATURE: Fixed insurance brokerage. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2005 ADDRESS: 3686 East Sunset Road,, Suite 100, Las Vegas NV 89120, United States DESCRIPTION: I am a licensed insurance broker for fixed insurance and annuities primarily focusing on life insurance, disability insurance and long term care insurance. **WEALTH PLAN PARTNERS POSITION: Financial Advisor NATURE: Financial Advisory Services Through Wealth Plan Partners. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 2 START DATE: 07/23/2019 ADDRESS: 101 South 108th Avenue, First Floor, Omaha NE 68154, United States DESCRIPTION: Investment management and financial advisory services. **DRUCKMAN CPAS AND FINANCIAL ADVISORS LLC POSITION: Accountant NATURE: I am a CPA in my father's accounting firm, Druckman CPAs and Financial Advisors LLC. We prepare personal and corporate tax returns and write financial reports. INVESTMENT RELATED: No NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2019 ADDRESS: 3686 East Sunset Road, Suite 100, Las Vegas NV 89120, United States DESCRIPTION: I am an accountant in my father's CPA firm. My father, Gerson Druckman is a CPA and the firm is Druckman CPAs and Financial Advisors LLC. We prepare personal and corporate tax returns, write financial statements, and give tax advice and consultations. I spend the majority of my day and make the majority of my income in this business. **DRUCKMAN CPAS POSITION: Principal, Accountant NATURE: Accounting Services, financial reporting, tax preparation. This is an extension of an existing OBA, "Druckman CPAs and Financial Advisors LLC". This is the same activity, however for this activity we often use the DBA "Druckman CPAs". "Druckman CPAs" is a registered DBA with the state of Nevada, therefore I am submitting it to SAI as well. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 70 START DATE: 08/01/2023 ADDRESS: 3686 East Sunset Road, Suite 100, Las Vegas NV 89120, United States DESCRIPTION: Financial write ups, Financial Statement Preparation, Financial Statement Compilation, Financial Statement Review. US Tax Preparation and US Tax Filings. Tax advice and tax planning. **DRUCKMAN FINANCIAL POSITION: Financial Advisor NATURE: Financial Advisory Services Through WealthPlan Partners. Wealthplan Partners is my RIA OBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2023 ADDRESS: 3686 East Sunset Road, Suite 100, Las Vegas NV 89120, United States DESCRIPTION: I am a financial advisor. WealthPlan Partners is my RIA. I have a currently approved OBA for WealthPlan Partners as a financial advisor.Druckman Financial is a state registered DBA of Druckman CPAs and Financial Advisors LLC, which is also currently approved as a DBA and OBA.This activity involves providing investment advice, investment management and financial planning.
CRS (Client Relationship Summary) - RIA
Click below to view Steven H Druckman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2021 - Present
WEALTHPLAN PARTNERS
Office #1: 3608 East Sunset Road Suite 105, Las Vegas, NV 89120RIA
CRD#: 305026
Las Vegas, NV
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 3686 E Sunset Rd Ste 100, Las Vegas, NV 89120RIA
BD
CRD#: 23131
LAS VEGAS, NV
Past
August 28, 2019 - July 10, 2020
WEALTHPLAN PARTNERS
RIA
CRD#: 158935
Las Vegas, NV
Past
August 14, 2019 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAS VEGAS, NV
Past
December 12, 2018 - March 20, 2019
AURORA PRIVATE WEALTH, INC.
RIA
CRD#: 281604
Pennington, NJ
Past
December 10, 2018 - March 20, 2019
APW CAPITAL, INC.
BD
CRD#: 43814
Pennington, NJ
Past
July 26, 2017 - December 7, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bridgewater, NJ
Past
June 17, 2014 - December 10, 2018
INSIGHT PRIVATE ADVISORS, LLC
RIA
CRD#: 169017
SOMERVILLE, NJ
Past
June 22, 2012 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BRIDGEWATER, NJ
Past
June 22, 2012 - May 2, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
BRIDGEWATER, NJ
Past
April 8, 2009 - June 29, 2012
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NEW YORK, NY
Past
July 6, 2007 - June 29, 2012
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/14/2024)
RR
Maryland(6/14/2024)
IAR
Nevada(6/2/2021)
RR
Nevada(6/14/2024)
RR
New Jersey(6/14/2024)
RR
New York(6/14/2024)
RR
Pennsylvania(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,895 |
| AUM (Assets Under Management) | $ 1,271,554,814 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
