DS
Daniel W. Snyder
FREEDOM INVESTMENT MANAGEMENT
Hopkinton, MA
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CRD#: 5345042
DS
Professional summary
Daniel William Snyder is a registered financial advisor currently at FREEDOM INVESTMENT MANAGEMENT, INC. located in Hopkinton, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Snyder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2024 - Present
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
Hopkinton, MA
Past
April 13, 2021 - December 21, 2023
3D/L CAPITAL MANAGEMENT, LLC
RIA
CRD#: 283304
NORTHBOROUGH, MA
Past
February 11, 2019 - March 31, 2021
3D ASSET MANAGEMENT, INC.
RIA
CRD#: 139595
Northbourough, MA
Past
September 26, 2012 - May 16, 2018
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
FRAMINGHAM, MA
Past
September 19, 2012 - May 16, 2018
SANTANDER SECURITIES LLC
BD
CRD#: 41791
FRAMINGHAM, MA
Past
February 6, 2012 - September 19, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
FRAMINGHAM, MA
Past
December 4, 2009 - September 19, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
FRAMINGHAM, MA
Past
July 18, 2007 - February 5, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FREEDOM INVESTMENT MANAGEMENT, INC.
EQIS | NEXUS ADVISORS INC. | FREEDOM INVESTMENT MANAGEMENT, INC. | FREEDOM INVESTMENT MANAGEMENT | FREEDOM INVESTEMENT MANAGEMENT, INC. | FREEDOM ADVISORS | FREEDOM | EQIS CAPITAL MANAGEMENT, INC. | EQIS CAPITAL MANAGEMENT INC. | EQIS CAPITAL MANAGEMENT | EQIS CAPITAL
CRD#: 126052 / SEC#: 801-68642
RIA
Registered Investment Advisory firm - (1/8/2008 Approved)Arizona
Registered Investment Advisory firm - (1/10/2008 Terminated)California
Registered Investment Advisory firm - (1/11/2008 Terminated)Colorado
Registered Investment Advisory firm - (1/15/2008 Terminated)Connecticut
Registered Investment Advisory firm - (1/10/2008 Terminated)Florida
Registered Investment Advisory firm - (1/14/2008 Terminated)Idaho
Registered Investment Advisory firm - (1/10/2008 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2008 Terminated)Iowa
Registered Investment Advisory firm - (1/11/2008 Terminated)Maryland
Registered Investment Advisory firm - (1/31/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (1/14/2008 Terminated)New Jersey
Registered Investment Advisory firm - (1/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - (1/10/2008 Terminated)Ohio
Registered Investment Advisory firm - (1/10/2008 Terminated)Texas
Registered Investment Advisory firm - (1/10/2008 Terminated)Virginia
Registered Investment Advisory firm - (1/17/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(2/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FI
FREEDOM INVESTMENT MANAGEMENT, INC.
EQIS | NEXUS ADVISORS INC. | FREEDOM INVESTMENT MANAGEMENT, INC. | FREEDOM INVESTMENT MANAGEMENT | FREEDOM INVESTEMENT MANAGEMENT, INC. | FREEDOM ADVISORS | FREEDOM | EQIS CAPITAL MANAGEMENT, INC. | EQIS CAPITAL MANAGEMENT INC. | EQIS CAPITAL MANAGEMENT | EQIS CAPITAL
CRD#: 126052 / SEC#: 801-68642
RIA
Registered Investment Advisory firm - (1/8/2008 Approved)Arizona
Registered Investment Advisory firm - (1/10/2008 Terminated)California
Registered Investment Advisory firm - (1/11/2008 Terminated)Colorado
Registered Investment Advisory firm - (1/15/2008 Terminated)Connecticut
Registered Investment Advisory firm - (1/10/2008 Terminated)Florida
Registered Investment Advisory firm - (1/14/2008 Terminated)Idaho
Registered Investment Advisory firm - (1/10/2008 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2008 Terminated)Iowa
Registered Investment Advisory firm - (1/11/2008 Terminated)Maryland
Registered Investment Advisory firm - (1/31/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (1/14/2008 Terminated)New Jersey
Registered Investment Advisory firm - (1/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - (1/10/2008 Terminated)Ohio
Registered Investment Advisory firm - (1/10/2008 Terminated)Texas
Registered Investment Advisory firm - (1/10/2008 Terminated)Virginia
Registered Investment Advisory firm - (1/17/2008 Terminated)Loading...
Contact information
Main Address
1645 Ellington Rd 3rd Floor, South Windsor, CT 06074
Mailing Address
Po Box 1131, South Windsor, CT 06074-7131
Phone number
(860) 291-1998
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 925 |
| AUM (Assets Under Management) | $ 568,650,228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
