Scott S. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott S Thompson, who also goes by Scott Thompson, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2007. Scott had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2017 - November 13, 2019
SKYWAY CAPITAL MARKETS, LLC
September 12, 2014 - August 7, 2015
WEDBUSH SECURITIES INC.
August 17, 2011 - August 18, 2014
B. RILEY SECURITIES, INC.
June 29, 2009 - July 27, 2011
MACQUARIE CAPITAL (USA) INC.
July 8, 2008 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
July 17, 2007 - June 19, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SKYWAY CAPITAL MARKETS, LLC
CRD#: 124630 / SEC#: , 8-65702
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
