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CL

Curtis J. Lawhorn

ACALYX ADVISORS
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 5344725
CL

Professional summary

Curtis James Lawhorn is a registered financial professional currently at ACALYX ADVISORS INC. located in Chicago, Illinois.

Curtis is registered as a RR (Registered Representative) and started their career in finance in 2020. Curtis has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Curtis James Lawhorn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2020 - Present

ACALYX ADVISORS INC.

Office #1: 500 W Madison St Suite 1000, Chicago, IL 60661
BD
CRD#: 174667
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/23/2022)
RR
California
(3/2/2020)
RR
Colorado
(3/23/2022)
RR
Illinois
(3/2/2020)
RR
Minnesota
(3/23/2022)
RR
Missouri
(3/23/2022)
RR
New York
(3/2/2020)
RR
North Carolina
(3/23/2022)
RR
Oklahoma
(3/12/2024)
RR
South Dakota
(6/15/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/15/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 5/4/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/24/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/11/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/20/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AA
ACALYX ADVISORS INC.
ACALYX ADVISORS INC.

CRD#: 174667 / SEC#: , 8-69577

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4440 Pga Blvd Suite 600, Palm Beach Gardens, FL 33410
Mailing Address
4440 Pga Blvd Suite 600, Palm Beach Gardens, FL 33410
Phone number
(212) 235-0870
Established
Delaware since 01/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ACALYX HOLDINGS, INC.PARENT
LAWHORN, CURTIS JAMESVICE PRESIDENT5344725
MCDONALD, JOSEPH ANDREWVICE PRESIDENT5329122
RINEHART, JENNIFER EUNHACEO3265973
SILVESTRO, MICHELEPRINCIPAL FINANCIAL OFFICER6960939
SILVESTRO, MICHELEPRINCIPAL OPERATIONS DIRECTOR6960939
SUTHERLAND, JANE LOUISECOMPLIANCE OFFICER6005500
VANDERWOUDE, KARL ANDREWCHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER5910116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ACALYX ADVISORS INC.

CRD#: 174667Chicago, IL 60661

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