MT
Mitchum W. Tapson
TRUTORO
Conway, AR 72032
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CRD#: 5344558
MT
Professional summary
Mitchum Wilhite Tapson, who also goes by Mitch Tapson, is a registered financial advisor currently at TRUTORO located in Conway, Arkansas.
Mitchum is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mitchum has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mitch Tapson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--PASTOR OF Hillcrest Community Church, NON INVESTMENT RELATED-5520 WOODLAWN DRIVE, LITTLE ROCK, AR-- HOURS SPEND 15 HOURS, NON MARKET HOURS WEEKLY. PREACHING, ADMIN, LEADERSHIP BEGAN 1/23/2011. --DBA CARDINAL INVESTMENT GROUP, REGISTERED REPRESENTATIVE/INSURANCE AGENT, A REGISTERED BRANCH OF VERITAS INDEPENDENT PARTNERS 2201 Washington Ave, Ste 2, CONWAY, AR.HOURS SPENT 40+/WEEK DURING MARKET HOURS. --AS AN INDEPENDENT CONTRACTOR, SET UP TAPSON FINANCIAL SERVICES 6/12/2014 FOR TAX PURPOSES. DBA CARDINAL INVESTMENT GROUP. PRESIDENT ALL HOURS DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchum Wilhite Tapson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mitchum Wilhite Tapson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2014 - Present
TRUTORO
Office #1: 2201 Washington Ave Suite 1, Conway, AR 72032RIA
BD
CRD#: 169291
Conway, AR
Current
August 26, 2014 - Present
TRUTORO
Office #1: 2201 Washington Ave Suite 1, Conway, AR 72032RIA
BD
CRD#: 169291
Conway, AR
Past
May 17, 2011 - August 18, 2014
ST. BERNARD FINANCIAL SERVICES, INC.
BD
CRD#: 36956
CONWAY, AR
Past
July 9, 2010 - August 18, 2014
ST. BERNARD FINANCIAL SERVICES, INC.
RIA
CRD#: 36956
CONWAY, AR
Past
February 27, 2008 - September 18, 2009
APPLE TREE INVESTMENTS, INC.
BD
CRD#: 144444
LITTLE ROCK, AR
Past
June 7, 2007 - March 17, 2008
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(8/18/2014)
RR
Arkansas(9/8/2014)
RR
Texas(3/16/2017)
IAR
Texas(8/31/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2201 Washington Ave Suite 2, Conway, AR 72032
Mailing Address
2201 Washington Ave Ste 2, Conway, AR 72032
Phone number
(501) 358-6131
Established
Arkansas since 09/05/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (7 States and Territories)
FINRA licenses (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,172 |
| AUM (Assets Under Management) | $ 130,734,559 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUTORO
CRD#: 169291Conway, AR 72032TRUST BUT VERIFY
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