KC
Kathleen M. Christensen
CONNECTICUT WEALTH MANAGEMENT
Farmington, CT 06032-1911
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CRD#: 5344482
KC
Professional summary
Kathleen M Christensen is a registered financial advisor currently at CONNECTICUT WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kathleen has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 6/2018- serves on the Board of Directors for the non-profit the Bridge Family Center in West Hartford, CT, devoting approximately 6 hours a month, during non-trading hours. (2) Kathleen M. Christensen is a membership owner of Ten One Ten, LLC since 2014 and devotes zero hours during and outside of trading hours. Zero yearly compensation is received for this activity. (3) CT Women's Council; Serves on the board of directors; Location of business; PO Box 370487 West Hartford, CT 06137; Responsibilities/Duties: Responsible to know and oversee the implementation of policies and programs; Start date with the business: 1/1/2021; Hours per month devoted to the business During Trading Hours: 0; Hours per month devoted to the business Outside trading hours: 2 hrs a month; Percentage of total yearly compensation expected to be derived from the business: 0 (4) TRUSTEE; BARBARA E DANIELL IRR TRUST FBO SANDRA R DANE ; investment related: Yes; Location of the business: CTWM, 281 FARMINGTON AVENUE FARMINGTON CT 06032 USA; Description of the business: INVESTMENT ADVISORY FIRM; Responsibilities Duties: MANAGE, INVEST AND REINVEST TRUST PROPERTY, BROAD POWERS ASSIGNED; Start date with business: 2022-11-14; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; (5) TRUSTEE; BARBARA E DANIELL IRR TRUST FBO HOLLY D. MILLER; investment related: Yes; Location of the business: CTWM 281 FARMINGTON AVENUE FARMINGTON CT 06032 USA; Description of the business: INVESTMENT ADVISORY; Responsibilities Duties: MANAGE, INVEST AND REINVEST TRUST PROPERTY. BROAD POWERS ASSIGNED.; Start date with business: 2022-11-14; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen M Christensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2013 - Present
CONNECTICUT WEALTH MANAGEMENT, LLC
Office #1: 281 Farmington Avenue, Farmington, CT 06032-1911RIA
CRD#: 154310
Farmington, CT
Past
December 4, 2008 - June 24, 2013
MARCUM WEALTH MANAGEMENT, LLC
RIA
CRD#: 145450
WEST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONNECTICUT WEALTH MANAGEMENT, LLC
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
RIA
Registered Investment Advisory firm - (2/3/2012 Approved)Connecticut
Registered Investment Advisory firm - (2/16/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(6/3/2013)
IAR
Texas(3/29/2017)
Current Firm
CW
CONNECTICUT WEALTH MANAGEMENT, LLC
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
RIA
Registered Investment Advisory firm - (2/3/2012 Approved)Connecticut
Registered Investment Advisory firm - (2/16/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
281 Farmington Avenue, Farmington, CT 06032-1911
Mailing Address
Phone number
(860) 470-0290
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,737 |
| AUM (Assets Under Management) | $ 3,708,773,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/02/2024 | ||
| 09/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
