Andrew Powers

POWERS FINANCIAL GROUP

NAPERVILLE, IL 60563

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CRD#: 5344277

Professional summary

Andrew Powers is a registered financial advisor currently at POWERS FINANCIAL GROUP, LLC located in Naperville, Illinois.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FIXED INSURANCE; Not Investment related, SALESPERSON; DEVOTE VARIOUS HOURS PER MONTH. 2) Naperville Jaycees - Volunteer position (no compensation earned) and will spend no more than 10 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Powers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2020 - Present

POWERS FINANCIAL GROUP, LLC

Office #1: 1700 Park Street Unit 203, Naperville, IL 60563

RIA

CRD#: 306913

NAPERVILLE, IL

Past

January 4, 2019 - March 11, 2020

VENTOUX FINANCIAL ADVISORS, LLC

RIA

CRD#: 298631

CHICAGO, IL

Past

August 18, 2014 - December 31, 2018

TRADINGBLOCK

RIA

CRD#: 128605

CHICAGO, IL

Past

August 18, 2014 - December 31, 2018

TRADINGBLOCK

CRD#: 128605

CHICAGO, IL

Past

April 10, 2008 - August 19, 2014

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

OAKBROOK, IL

Past

February 26, 2008 - August 19, 2014

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

OAKBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2007

General Securities Representative Examination

Current Firm

POWERS FINANCIAL GROUP, LLC

CRD#: 306913 / SEC#:

Illinois

Registered Investment Advisory firm - (3/10/2020 Approved)

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Contact information

Main Address

1700 Park Street Unit 203, Naperville, IL 60563

Mailing Address

Phone number

(844) 862-1003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 5,731,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

POWERS FINANCIAL GROUP, LLC

VENTOUX FINANCIAL ADVISORS, LLC

TRADINGBLOCK

TRADINGBLOCK

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/2008

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2007

Current Firm

POWERS FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POWERS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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