Misty M. Weltzien

PARK AVENUE SECURITIES LLC

Bermuda Dunes, CA

Some features on this profile are disabled

CRD#: 5344232

Professional summary

Misty M Weltzien, CFP®, ChFC®, CLU®, who also goes by Misty M Delomba, Misty Marie Delomba, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Bermuda Dunes, California.

Misty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Misty has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Misty M Delomba | Misty Marie Delomba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Outside Insurance Sales-Outside insurance sales through Guardian approved companies, Start: 01/01/2012, Address: Various companies/locations, 2 bus hrs per month, Investment related, 2. Mechanic Shop Owner- Solely German-My husband is purchasing a mechanic shop through an S-Corp that I will be a shareholder in,. Start: 01/01/2017, Address: 23854 V�a Fabricante G-2, Mission Viejo, CA 92691, 0 hrs per month, Not investment related, 3. Rental Income - Marbro-own one rental property already, am in the process of purchasing a 2nd, and will be adding additional rental properties over the years as good properties become available,. Start: 02/15/2017, Address: 13631 Charloma Dr. Tustin CA 92780, 0 hrs per month, Investment related, 4. Public Speaking-Speaking engagements for other firms in the industry on best practices, Start: 01/01/2019, Address: 13631 Charloma Drive; Tustin CA 92780, 2 non bus hrs per month, Not investment related, 5. 3202-3204 Hardin-Rental property, Start: 06/01/2018, Address: 3202-3204 Hardin, 0 hrs per month, Investment related, 6. Rental Property , Start: 06/01/2019, Address: 5011 William Carry Drive, Memphis TN 38127, 0 hrs per month, Investment related, 7. Rental Property, Start: 01/01/2017, Address: 51960 Avenida Mendoza, La Quinta, CA 92253, 0 hrs per month, Investment related, 8. Rental Property, Start: 06/01/2018, Address: 860 Northaven, Memphis, TN, 0 hrs per month, Investment related, 9. Rental Property , Start: 01/01/2019 , Address: 3473 Clearbrook, Memphis, TN, 0 hrs per month, Investment related, 10. Rental Property-Sole owner, Start: 01/15/2020, Address: 4015 Whitfield Street Little Rock AR 72204, 1 non bus hr per month, Investment related, 11) Author/Writing- Writing a book on mental toughness/mindset, Start: 09/01/2020, Address: 26272 Tarrasa Lane, Mission Viejo, CA 92691, 10 total hours per month, 10 during securities trading hours, Not Investment related, Less than 10% annual compensation, 12) Rental property- Audie, Start: 10/01/2020, Address: 3825 Audie Drive, Memphis, TN 38109, 2 total hours per month, 2 during securities trading hours, Investment related, Less than 10% annual compensation, 13) Rental Property- Deadrick Ave, Start: 10/14/2021, Address: 2434 Deadrick Avenue, Memphis, TN 38114, 2 total hours per month, 2 during securities trading hours, Investment related, Less than 10% annual compensation, 14) FINSECA Leadership and Career Development Community Advisory Board- Advisory board for FINSECA on events, content etc , Start: 1/1/2022, Address: NA, 3 total hours per month, 3 during securities trading hours, Not Investment related, No annual compensation, 15) Rental Property- College Street, Start: 01/09/2023, Address: 1622-1624 College St, Little Rock AK, 1 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 16) One Pacific Benefits, LLC, 5% owner, offering insurance other than Guardian, Start: 11/15/2023, Address: TBD, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 17) Rental Property-4841 Fairley, Memphis TN 38901, Start: 07/15/2025, Address: 4841 Fairley, Memphis TN 38901, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 18) Rental Property Scotty, Start: 07/15/2025, Address: 2002 Scotty, Little Rock AK 72204, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Misty M Weltzien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Misty M Weltzien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

October 22, 2012 - Present

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

Bermuda Dunes, CA

Current

March 1, 2012 - Present

PARK AVENUE SECURITIES LLC

Office #1: 2875 Michelle Drive Suite 110, Irvine, CA 92606

RIA

CRD#: 46173

IRVINE, CA

Past

July 1, 2011 - January 31, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEWPORT BEACH, CA

Past

December 18, 2007 - January 31, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/15/2020)

Alaska
(1/15/2020)

Arizona
(1/13/2020)

Arkansas
(1/15/2020)

California
(3/1/2012)

IAR

California
(10/22/2012)

Colorado
(1/15/2020)

IAR

Colorado
(10/1/2021)

Connecticut
(1/15/2020)

Delaware
(1/15/2020)

District of Columbia
(1/15/2020)

Florida
(1/15/2020)

Georgia
(2/6/2020)

Hawaii
(1/15/2020)

Idaho
(1/15/2020)

Illinois
(1/15/2020)

Indiana
(1/15/2020)

Iowa
(1/15/2020)

Kansas
(1/15/2020)

Kentucky
(1/15/2020)

Louisiana
(1/15/2020)

Maine
(1/15/2020)

Maryland
(1/15/2020)

Massachusetts
(1/15/2020)

Michigan
(1/15/2020)

Minnesota
(1/15/2020)

Mississippi
(1/15/2020)

Missouri
(1/15/2020)

Montana
(1/15/2020)

Nebraska
(1/15/2020)

Nevada
(1/15/2020)

IAR

Nevada
(10/8/2021)

New Hampshire
(1/15/2020)

New Jersey
(1/15/2020)

IAR

New Jersey
(10/1/2021)

New Mexico
(1/15/2020)

New York
(1/15/2020)

North Carolina
(1/15/2020)

North Dakota
(1/15/2020)

Ohio
(1/15/2020)

Oklahoma
(1/15/2020)

Oregon
(1/15/2020)

Pennsylvania
(1/15/2020)

Puerto Rico
(12/20/2024)

Rhode Island
(1/15/2020)

South Carolina
(1/15/2020)

South Dakota
(1/15/2020)

Tennessee
(1/15/2020)

Texas
(10/29/2018)

IAR

Texas
(2/22/2019)

Utah
(1/15/2020)

Vermont
(1/15/2020)

Virgin Islands
(1/15/2020)

Virginia
(1/15/2020)

Washington
(1/15/2020)

IAR

Washington
(10/1/2021)

West Virginia
(1/15/2020)

Wisconsin
(1/15/2020)

Wyoming
(1/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

VESTWISE (3/19/2025)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (3/19/2025)

PARK AVENUE SIGNATURE PORTFOLIO (3/19/2025)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Misty M. Weltzien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Misty M Weltzien's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Misty M Weltzien's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2007

Series 24

Date: 5/16/2014

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

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