Timothy M. Fitzharris

DINERGY

Cincinnati, OH 45241-2081

Some features on this profile are disabled

CRD#: 5343964

Professional summary

Timothy Michael Fitzharris, who also goes by Timothy Fitzharris, is a registered financial advisor currently at DINERGY located in Cincinnati, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Timothy has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy Fitzharris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DINERGY INSURANCE AGENCY. PARTNER. STARTED 11/01/2016. WORK 10 HOURS PER MONTH. CINCINNATI, OH. DINERGY FINANCIAL. PARTNER. STARTED 11/01/2016. WORK 10 HOURS PER MONTH. CINCINNATI, OH. LAKOTA FAMILY YMCA, BOARD MEMBER & BOARD TREASURER. STARTED 7/2023. WORK 1 HOUR PER MONTH. LIBERTY TOWNSHIP, OHIO. DESERT OAK CAPITAL LLC, MANAGING MEMBER STARTED 01/2024, WORK 1 HOUR PER MONTH, LIBERTY TOWNSHIP, OH 401KICKSTARTER LLC, MANAGING MEMBER. STARTED 02/2025. WORK 30 HOURS PER MONTH, LIBERTY TOWNSHIP, OH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Fitzharris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2017 - Present

DINERGY

Office #1: 3700 Park 42 Drive Suite 130a, Cincinnati, OH 45241-2081

RIA

CRD#: 286403

Cincinnati, OH

Past

July 11, 2014 - November 7, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

CINCINNATI, OH

Past

October 1, 2012 - July 14, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

EVENDALE, OH

Past

October 1, 2012 - July 14, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

EVENDALE, OH

Past

September 30, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SPRINGBORO, OH

Past

September 30, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SPRINGBORO, OH

Past

May 21, 2009 - July 20, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST CHESTER, OH

Past

May 19, 2009 - July 20, 2011

LPL FINANCIAL LLC

CRD#: 6413

WEST CHESTER, OH

Past

July 31, 2007 - April 20, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CINCINNATI, OH

Past

July 4, 2007 - April 20, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/21/2020)

IAR

Ohio
(3/3/2017)

IAR

South Carolina
(3/7/2025)

IAR

Texas
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/3/2007

General Securities Representative Examination

Current Firm

DINERGY

DINERGY | DINERGY WEALTH MANAGEMENT, LLC | DINERGY WEALTH MANAGEMENT

CRD#: 286403 / SEC#:

Florida

Registered Investment Advisory firm - (11/8/2023 Approved)

Illinois

Registered Investment Advisory firm - (9/16/2019 Approved)

Michigan

Registered Investment Advisory firm - (3/6/2019 Approved)

Ohio

Registered Investment Advisory firm - (2/24/2017 Approved)

South Carolina

Registered Investment Advisory firm - (11/26/2018 Approved)

Texas

Registered Investment Advisory firm - (10/31/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3700 Park 42 Drive Suite 130a, Cincinnati, OH 45241-2081

Mailing Address

Phone number

(513) 878-0200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 23,128,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy M. Fitzharris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Fitzharris's CRS (Customer Relationship Summary).

Certified licenses

Experience

DINERGY

HORTER INVESTMENT MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2007

Series 7

Date: 7/3/2007

Current Firm

DINERGY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DINERGY

TRUST BUT VERIFY

Similar Advisors