Michael R. Zunino
Professional summary
Michael R Zunino, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Huntington Beach, California and NYLIFE DISTRIBUTORS LLC located in San Diego, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael R Zunino's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2013 - Present
EAGLE STRATEGIES LLC
August 10, 2010 - Present
NYLIFE DISTRIBUTORS LLC
March 3, 2011 - December 23, 2013
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
June 14, 2007 - July 14, 2010
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2018)
(7/26/2023)
(6/17/2019)
(12/12/2013)
(8/10/2010)
(2/23/2021)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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