AN
Amy Novakovich
NOVA WEALTH MANAGEMENT
Bonita Springs, FL 34134
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CRD#: 5343509
AN
Professional summary
Amy Novakovich, CFP®, who also goes by Amy Christine Harris, Amy Christine Madsen, Amy Christine Novakovich, is a registered financial advisor currently at NOVA WEALTH MANAGEMENT, INC. located in Bonita Springs, Florida.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Amy has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Christine Harris | Amy Christine Madsen | Amy Christine Novakovich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
10-2020 Hibernation Haven - Rental Property Board Member; Youth Haven; Investment Related: No; Location: 5867 Whittaker Road, Napes, FL 34112; Description of the business: Children shelter; Responsibilities Duties: Serve on Board of Directors; Start date with business: 2021-07-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; Megastar Advisors; 24311 WALDEN CENTER DR SUITE 200 Bonita Springs FL 34134 United States; 2021-07-01; Insurance Agent; Is the business investment related: Yes; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Amy Novakovich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
January 27, 2014 - Present
NOVA WEALTH MANAGEMENT, INC.
Office #1: 24311 Walden Center Dr Suite 200, Bonita Springs, FL 34134RIA
CRD#: 169450
Bonita Springs, FL
Past
January 4, 2016 - September 4, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bonita Springs, FL
Past
December 22, 2011 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BONITA SPRINGS, FL
Past
December 19, 2011 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
BONITA SPRINGS, FL
Past
September 24, 2008 - December 22, 2011
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
NAPLES, FL
Past
June 8, 2007 - December 22, 2011
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOVA WEALTH MANAGEMENT, INC.
NOVA WEALTH MANAGEMENT, INC.
CRD#: 169450 / SEC#: 801-128016
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (7/21/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2023 Terminated)New York
Registered Investment Advisory firm - (6/21/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/12/2023)
IAR
Florida(1/27/2014)
IAR
Illinois(6/11/2021)
IAR
New York(11/16/2022)
IAR
Ohio(6/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NW
NOVA WEALTH MANAGEMENT, INC.
NOVA WEALTH MANAGEMENT, INC.
CRD#: 169450 / SEC#: 801-128016
RIA
Registered Investment Advisory firm - (5/19/2023 Approved)California
Registered Investment Advisory firm - (7/21/2023 Terminated)Florida
Registered Investment Advisory firm - (6/21/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2023 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2023 Terminated)New York
Registered Investment Advisory firm - (6/21/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2023 Terminated)Texas
Registered Investment Advisory firm - (6/21/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24311 Walden Center Dr Suite 200, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1794
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 682 |
| AUM (Assets Under Management) | $ 190,976,776 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
