Brandon R. Bastuba

THE PACIFIC FINANCIAL GROUP

Charlotte, NC

Some features on this profile are disabled

CRD#: 5343282

Professional summary

Brandon Robert Bastuba, CFP®, who also goes by Brandon Bastuba, is a registered financial advisor currently at THE PACIFIC FINANCIAL GROUP, INC. located in Charlotte, North Carolina.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brandon has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon Bastuba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Robert Bastuba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 15, 2025 - Present

THE PACIFIC FINANCIAL GROUP, INC.

RIA

CRD#: 105203

Charlotte, NC

Past

November 23, 2021 - September 1, 2022

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 125446

Charlotte, NC

Past

November 18, 2021 - September 1, 2022

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

January 6, 2020 - November 15, 2021

ASSETMARK, INC.

RIA

CRD#: 109018

Charlotte, NC

Past

August 15, 2014 - November 15, 2021

ASSETMARK BROKERAGE, LLC

CRD#: 169804

Chicago, IL

Past

December 3, 2013 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 9, 2010 - January 3, 2020

ASSETMARK, INC.

RIA

CRD#: 109018

Charlotte, NC

Past

July 9, 2010 - November 11, 2013

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 23, 2009 - June 3, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TROY, MI

Past

September 25, 2007 - June 3, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2007

General Securities Representative Examination

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1920 Adelicia Street Suite 500, Nashville, TN 37212

Mailing Address

900 20th Avenue South Suite 500, Nashville, TN 37212

Phone number

(425) 451-7722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TPFG.FORM ADV 2A.09.11.25.FINAL (9/11/2025)

Regulatory assets under management

Total Number of Accounts	18,959
AUM (Assets Under Management)	$ 4,111,414,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brandon R. Bastuba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Robert Bastuba's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORION PORTFOLIO SOLUTIONS, LLC

BRINKER CAPITAL SECURITIES, LLC

ASSETMARK, INC.

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

THE PACIFIC FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2007

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PACIFIC FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors