Jacobo Gomez-gutierrez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacobo Gomez-gutierrez was a registered financial advisor .
Jacobo is a previously registered financial advisor and started their career in finance in 2007. Jacobo had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2010 - July 12, 2010
ST JOHNS WEALTH MANAGEMENT
September 16, 2009 - March 15, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 30, 2009 - July 12, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
August 15, 2007 - July 1, 2009
BBVA INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
