Paul J. Miklus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul James Miklus, who also goes by P.j. Miklus, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2007. Paul had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2016 - August 22, 2017
ENTRUST GLOBAL SECURITIES LLC
August 13, 2012 - May 10, 2016
FRANKLIN DISTRIBUTORS, LLC
January 3, 2012 - July 12, 2012
BLACKROCK INVESTMENTS, LLC
December 21, 2010 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
August 29, 2007 - November 26, 2010
FRANKLIN DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENTRUST GLOBAL SECURITIES LLC
CRD#: 146443 / SEC#: , 8-67822
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
