Luis J. Requejo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Javier Requejo, who also goes by Luis Requejo, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 2007. Luis had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2016 - July 21, 2017
TRUIST ADVISORY SERVICES, INC.
September 23, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 22, 2014 - July 21, 2017
TRUIST INVESTMENT SERVICES, INC.
March 6, 2013 - August 14, 2014
LPL FINANCIAL LLC
March 5, 2013 - August 14, 2014
LPL FINANCIAL LLC
May 29, 2009 - February 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 17, 2007 - February 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
