Tod A. Marcus

HONOLULU CAPITAL MANAGEMENT

Honolulu, HI 96819

Some features on this profile are disabled

CRD#: 5342929

Professional summary

Tod Andrew Marcus is a registered financial advisor currently at HONOLULU CAPITAL MANAGEMENT located in Honolulu, Hawaii.

Tod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Tod has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OAHU SURF SHOP 676 WEST PROSPECT ROAD FORT LAUDERDALE, FL 33309 THIS BUSINESS IS NOT INVESTMENT RELATED. RETAIL AND OUTFITTING. OWNER. 20 HOURS MONTHLY. ADMINISTRATIVE DUTIES, CUSTOMER SERVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tod Andrew Marcus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2019 - Present

HONOLULU CAPITAL MANAGEMENT

Office #1: 3049 Ualena Street Suite 415, Honolulu, HI 96819

RIA

CRD#: 300951

Honolulu, HI

Past

October 9, 2007 - December 31, 2011

FRANKLIN CAPITAL, LLC

RIA

CRD#: 142587

FORT LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(7/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2019

Uniform Investment Adviser Law Examination

Current Firm

HONOLULU CAPITAL MANAGEMENT

HONOLULU CAPITAL MANAGEMENT | HONOLULU CAPITAL MANAGEMENT LLC

CRD#: 300951 / SEC#:

Hawaii

Registered Investment Advisory firm - (7/17/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3049 Ualena Street Suite 415, Honolulu, HI 96819

Mailing Address

Phone number

(808) 744-5314

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 2,758,701

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Racquel Nakata

EQUITABLE ADVISORS, LLC

IAR

Honolulu, HI

Bradford Tom

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Honolulu, HI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tod A. Marcus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tod Andrew Marcus's CRS (Customer Relationship Summary).

Certified licenses

Experience

HONOLULU CAPITAL MANAGEMENT

FRANKLIN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2019

Current Firm

HONOLULU CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HONOLULU CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors